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CIK 0000897802

SPECIAL OPPORTUNITIES FUND, INC.

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Ticker
SPE
Exchange
NYSE
FY end
Mar 31
Incorporated
MD
Entity type
other
EIN
133702911
Phone
414-765-4319
Business address
C/O ULTIMUS FUND SOLUTIONS, LLC, 225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH, 45246
Former names
INSURED MUNICIPAL INCOME FUND INC, PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC

Securities

  • SPE Fund, Inc Common Stock NYSE
  • SPE-PC Fund Inc. 2.75% Convertible Preferred Stock, Series C NYSE
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 98 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-02-21 GOLDSTEIN PHILLIP Chairman and Secretary Purchase · 3.50% Convertible Preferred Stock Series B +2,613 $25.75 $67K 28,777
2020-02-14 GOLDSTEIN PHILLIP Chairman and Secretary Purchase · 3.50% Convertible Preferred Stock Series B +100 $25.75 $3K 26,164
2020-02-13 GOLDSTEIN PHILLIP Chairman and Secretary Purchase · 3.50% Convertible Preferred Stock Series B +900 $25.75 $23K 26,064
2019-07-25 HELLERMAN GERALD CCO Purchase +2,700 $13.98 $38K 29,483
2019-05-23 HELLERMAN GERALD CCO Purchase +1,500 $13.31 $20K 26,992
2019-03-19 GOLDSTEIN PHILLIP Chairman and Secretary Purchase +4,000 $13.36 $53K 107,291
2019-02-08 GOLDSTEIN PHILLIP Chairman and Secretary Purchase · 3.50% Convertible Preferred Stock Series B +165 $24.88 $4K 25,164
2019-01-28 GOLDSTEIN PHILLIP Chairman and Secretary Purchase +3,000 $12.68 $38K 103,191
2019-01-28 GOLDSTEIN PHILLIP Chairman and Secretary Purchase +100 $12.63 $1K 103,291
2019-01-15 GOLDSTEIN PHILLIP Chairman and Secretary Purchase +3,000 $12.49 $37K 100,091
2019-01-15 GOLDSTEIN PHILLIP Chairman and Secretary Purchase +100 $12.48 $1K 100,191
2019-01-08 GOLDSTEIN PHILLIP Chairman and Secretary Purchase · 3.50% Convertible Preferred Stock Series B +3,000 $24.90 $75K 24,999
2019-01-04 GOLDSTEIN PHILLIP Chairman and Secretary Purchase · 3.50% Convertible Preferred Stock Series B +2,500 $24.90 $62K 21,999
2019-01-03 GOLDSTEIN PHILLIP Chairman and Secretary Purchase · 3.50% Convertible Preferred Stock Series B +3,000 $24.90 $75K 19,499
2019-01-03 GOLDSTEIN PHILLIP Chairman and Secretary Option exercise · 3.50% Convertible Preferred Stock Series B +3,000 $24.90 $75K 19,499
2019-01-02 GOLDSTEIN PHILLIP Chairman and Secretary Purchase +3 $11.75 $35 97,091
2018-12-27 GOLDSTEIN PHILLIP Chairman and Secretary Purchase +3,000 $11.29 $34K 89,088
2018-12-27 GOLDSTEIN PHILLIP Chairman and Secretary Purchase +3,000 $11.34 $34K 92,088
2018-12-19 GOLDSTEIN PHILLIP Chairman and Secretary Purchase +5,000 $11.61 $58K 97,088
2018-10-11 HELLERMAN GERALD CCO Purchase +1,000 $14.47 $14K 22,793

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