CIK 0000897802
SPECIAL OPPORTUNITIES FUND, INC.
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- SPE
- Exchange
- NYSE
- FY end
- Mar 31
- Incorporated
- MD
- Entity type
- other
- EIN
- 133702911
- Phone
- 414-765-4319
- Business address
- C/O ULTIMUS FUND SOLUTIONS, LLC, 225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH, 45246
- Former names
- INSURED MUNICIPAL INCOME FUND INC, PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC
Securities
- SPE Fund, Inc Common Stock NYSE
- SPE-PC Fund Inc. 2.75% Convertible Preferred Stock, Series C NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 98 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2020-07-21 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +5,000 | $11.85 | $59K | 108,747 |
| 2020-07-21 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +5,000 | $11.85 | $59K | 118,721 |
| 2020-07-15 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +6,418 | $11.74 | $75K | 108,734 |
| 2020-07-15 | GOLDSTEIN PHILLIP Chairman and Secretary | Sale | −1,431 | $11.74 | $17K | 1,000 |
| 2020-07-15 | GOLDSTEIN PHILLIP Chairman and Secretary | Sale | −4,987 | $11.74 | $59K | 103,747 |
| 2020-07-15 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +11,405 | $11.74 | $134K | 113,721 |
| 2020-07-15 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +1,431 | $11.74 | $17K | 3,862 |
| 2020-06-19 | GOLDSTEIN PHILLIP Chairman and Secretary | Returned to the company · 3.50% Convertible Preferred Stock Series B | −2,213 | $25.05 | $55K | 0 |
| 2020-06-19 | GOLDSTEIN PHILLIP Chairman and Secretary | Returned to the company · 3.50% Convertible Preferred Stock Series B | −842 | $25.05 | $21K | 0 |
| 2020-06-08 | GOLDSTEIN PHILLIP Chairman and Secretary | Returned to the company · 3.50% Convertible Preferred Stock Series B | −16,564 | $25.28 | $419K | 12,213 |
| 2020-06-08 | GOLDSTEIN PHILLIP Chairman and Secretary | Returned to the company · 3.50% Convertible Preferred Stock Series B | −10,000 | $25.28 | $253K | 2,213 |
| 2020-06-08 | Dakos Andrew President | Purchase · 3.50% Convertible Preferred Stock Series B | +1,000 | $25.25 | $25K | 3,200 |
| 2020-04-03 | HELLERMAN GERALD Director | Purchase | +10 | $8.70 | $87 | 32,694 |
| 2020-04-03 | HELLERMAN GERALD Director | Purchase | +630 | $8.71 | $5K | 33,324 |
| 2020-04-03 | HELLERMAN GERALD Director | Purchase | +220 | $8.73 | $2K | 33,544 |
| 2020-04-03 | HELLERMAN GERALD Director | Purchase | +140 | $8.75 | $1K | 33,684 |
| 2020-03-09 | HELLERMAN GERALD CCO | Purchase | +762 | $12.55 | $10K | 32,115 |
| 2020-03-09 | HELLERMAN GERALD CCO | Purchase | +238 | $12.49 | $3K | 32,353 |
| 2020-02-28 | Dakos Andrew President | Purchase | +1,000 | $13.25 | $13K | 5,921 |
| 2020-02-28 | Dakos Andrew President | Purchase · 3.50% Convertible Preferred Stock Series B | +1,000 | $25.60 | $26K | 2,200 |
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