CIK 0000897802
SPECIAL OPPORTUNITIES FUND, INC.
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- SPE
- Exchange
- NYSE
- FY end
- Mar 31
- Incorporated
- MD
- Entity type
- other
- EIN
- 133702911
- Phone
- 414-765-4319
- Business address
- C/O ULTIMUS FUND SOLUTIONS, LLC, 225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH, 45246
- Former names
- INSURED MUNICIPAL INCOME FUND INC, PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC
Securities
- SPE Fund, Inc Common Stock NYSE
- SPE-PC Fund Inc. 2.75% Convertible Preferred Stock, Series C NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 98 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-06-24 | WALDEN CHARLES C Director | Option exercise | +9,779 | 30,285 | ||
| 2021-06-24 | WALDEN CHARLES C Director | Option exercise · 3.50% Convertible Preferred Stock Series B | −5,000 | 0 | ||
| 2021-06-24 | GOLDSTEIN PHILLIP Chairman and Secretary | Option exercise | +5,475 | 21,892 | ||
| 2021-06-24 | GOLDSTEIN PHILLIP Chairman and Secretary | Option exercise · 3.50% Convertible Preferred Stock Series B | −2,800 | 0 | ||
| 2021-06-23 | Lunder Marc Director | Option exercise | +1,369 | 4,869 | ||
| 2021-06-23 | Lunder Marc Director | Option exercise | +1,290 | 4,590 | ||
| 2021-06-23 | Lunder Marc Director | Option exercise · 3.50% Convertible Preferred Stock Series B | −700 | 0 | ||
| 2021-06-23 | Lunder Marc Director | Option exercise · 3.50% Convertible Preferred Stock Series B | −660 | 0 | ||
| 2021-06-07 | GOLDSTEIN PHILLIP Chairman and Secretary | Sale | −10,000 | $15.43 | $154K | 16,417 |
| 2021-06-07 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase · 3.50% Convertible Preferred Stock Series B | +2,800 | $30.05 | $84K | 2,800 |
| 2021-06-04 | GOLDSTEIN PHILLIP Chairman and Secretary | Sale | −88,330 | $15.32 | $1.4M | 26,417 |
| 2021-05-11 | HARRIS BEN H Director | Option exercise | +771 | 11,014 | ||
| 2021-05-11 | HARRIS BEN H Director | Option exercise · 3.50% Convertible Preferred Stock Series B | −400 | 0 | ||
| 2021-05-05 | HARRIS BEN H Director | Option exercise | +346 | 3,061 | ||
| 2021-05-05 | HARRIS BEN H Director | Option exercise · 3.50% Convertible Preferred Stock Series B | −180 | 0 | ||
| 2020-12-15 | HELLERMAN GERALD Director | Returned to the company · 3.50% Convertible Preferred Stock Series B | −350 | $25.56 | $9K | 400 |
| 2020-12-15 | HELLERMAN GERALD Director | Returned to the company · 3.50% Convertible Preferred Stock Series B | −400 | $25.53 | $10K | 0 |
| 2020-10-28 | HELLERMAN GERALD Director | Purchase | +2,000 | $11.48 | $23K | 35,684 |
| 2020-07-22 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +5,000 | $11.80 | $59K | 113,747 |
| 2020-07-22 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +5,000 | $11.80 | $59K | 123,721 |
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