CIK 0000897802
SPECIAL OPPORTUNITIES FUND, INC.
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- SPE
- Exchange
- NYSE
- FY end
- Mar 31
- Incorporated
- MD
- Entity type
- other
- EIN
- 133702911
- Phone
- 414-765-4319
- Business address
- C/O ULTIMUS FUND SOLUTIONS, LLC, 225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH, 45246
- Former names
- INSURED MUNICIPAL INCOME FUND INC, PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC
Securities
- SPE Fund, Inc Common Stock NYSE
- SPE-PC Fund Inc. 2.75% Convertible Preferred Stock, Series C NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 98 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2022-02-07 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +2,000 | $14.76 | $30K | 21,350 |
| 2022-01-28 | HELLERMAN GERALD Director | Purchase | +68 | $14.59 | $992 | 42,786 |
| 2022-01-28 | HELLERMAN GERALD Director | Purchase | +532 | $14.50 | $8K | 43,318 |
| 2022-01-27 | Dakos Andrew President | Option exercise · 2.75% Convertible Preferred Stock, Series C | +200 | $25.00 | $5K | 200 |
| 2022-01-27 | Lunder Marc Director | Option exercise · 2.75% Convertible Preferred Stock, Series C | +1,000 | $25.00 | $25K | 1,000 |
| 2022-01-27 | WALDEN CHARLES C Director | Option exercise · 2.75% Convertible Preferred Stock, Series C | +2,000 | $25.00 | $50K | 2,000 |
| 2022-01-27 | GOLDSTEIN PHILLIP Chairman and Secretary | Option exercise · 2.75% Convertible Preferred Stock, Series C | +9,369 | $25.00 | $234K | 9,369 |
| 2022-01-26 | HELLERMAN GERALD Director | Purchase | +285 | $14.72 | $4K | 41,933 |
| 2022-01-26 | HELLERMAN GERALD Director | Purchase | +785 | $14.63 | $11K | 42,718 |
| 2021-12-16 | GOLDSTEIN PHILLIP Chairman and Secretary | Sale | −2,542 | $15.55 | $40K | 19,350 |
| 2021-09-20 | HELLERMAN GERALD Director | Purchase | +824 | $15.17 | $12K | 40,000 |
| 2021-09-20 | HELLERMAN GERALD Director | Purchase | +824 | $15.17 | $13K | 40,824 |
| 2021-09-20 | HELLERMAN GERALD Director | Purchase | +824 | $15.16 | $12K | 41,648 |
| 2021-07-19 | HELLERMAN GERALD Director | Purchase | +1,000 | $15.00 | $15K | 39,175 |
| 2021-07-09 | Dakos Andrew President | Option exercise | +6,257 | 12,178 | ||
| 2021-07-09 | Dakos Andrew President | Option exercise | +1,889 | 6,225 | ||
| 2021-07-09 | Dakos Andrew President | Option exercise | +303 | 936 | ||
| 2021-07-09 | Dakos Andrew President | Option exercise · 3.50% Convertible Preferred Stock Series B | −3,200 | 0 | ||
| 2021-07-09 | Dakos Andrew President | Option exercise · 3.50% Convertible Preferred Stock Series B | −966 | 0 | ||
| 2021-07-09 | Dakos Andrew President | Option exercise · 3.50% Convertible Preferred Stock Series B | −156 | 0 |
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