CIK 0000897802
SPECIAL OPPORTUNITIES FUND, INC.
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- SPE
- Exchange
- NYSE
- FY end
- Mar 31
- Incorporated
- MD
- Entity type
- other
- EIN
- 133702911
- Phone
- 414-765-4319
- Business address
- C/O ULTIMUS FUND SOLUTIONS, LLC, 225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH, 45246
- Former names
- INSURED MUNICIPAL INCOME FUND INC, PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC
Securities
- SPE Fund, Inc Common Stock NYSE
- SPE-PC Fund Inc. 2.75% Convertible Preferred Stock, Series C NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 98 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-12-28 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +1,319 | $11.78 | $16K | 31,822 |
| 2023-12-28 | GOLDSTEIN PHILLIP Chairman and Secretary | Sale · 2.75% Convertible Preferred Stock, Series C | −2,623 | $22.85 | $60K | 6,746 |
| 2023-04-06 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +5,000 | $10.85 | $54K | 31,459 |
| 2023-04-05 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +2,400 | $10.85 | $26K | 26,459 |
| 2023-03-30 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase 10b5-1 | +1,568 | $10.85 | $17K | 24,059 |
| 2023-03-29 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase 10b5-1 | +675 | $10.74 | $7K | 22,491 |
| 2023-02-03 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +2,000 | $11.85 | $24K | 21,816 |
| 2023-01-30 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +2,000 | $11.63 | $23K | 19,816 |
| 2022-04-06 | HELLERMAN GERALD Director | Purchase | +1,500 | $14.94 | $22K | 39,484 |
| 2022-04-06 | HELLERMAN GERALD Director | Purchase | +2,000 | $14.77 | $30K | 41,484 |
| 2022-04-06 | HELLERMAN GERALD Director | Purchase | +1,000 | $14.73 | $15K | 42,484 |
| 2022-04-06 | HELLERMAN GERALD Director | Purchase | +100 | $14.65 | $1K | 42,584 |
| 2022-04-06 | HELLERMAN GERALD Director | Purchase | +1,000 | $14.66 | $15K | 43,584 |
| 2022-04-05 | Das Rajeev P Vice President | Returned to the company | −513 | $15.69 | $8K | 2,583 |
| 2022-04-05 | WALDEN CHARLES C Director | Returned to the company | −5,014 | $15.69 | $79K | 25,271 |
| 2022-04-05 | GOLDSTEIN PHILLIP Chairman and Secretary | Returned to the company | −3,534 | $15.69 | $55K | 17,816 |
| 2022-04-05 | HELLERMAN GERALD Director | Returned to the company | −5,333 | $15.69 | $84K | 37,984 |
| 2022-04-05 | Dakos Andrew President | Returned to the company | −2,016 | $15.69 | $32K | 10,162 |
| 2022-04-05 | Dakos Andrew President | Returned to the company | −968 | $15.69 | $15K | 5,257 |
| 2022-04-05 | Dakos Andrew President | Returned to the company | −154 | $15.69 | $2K | 782 |
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