CIK 0000897802
SPECIAL OPPORTUNITIES FUND, INC.
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- SPE
- Exchange
- NYSE
- FY end
- Mar 31
- Incorporated
- MD
- Entity type
- other
- EIN
- 133702911
- Phone
- 414-765-4319
- Business address
- C/O ULTIMUS FUND SOLUTIONS, LLC, 225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH, 45246
- Former names
- INSURED MUNICIPAL INCOME FUND INC, PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC
Securities
- SPE Fund, Inc Common Stock NYSE
- SPE-PC Fund Inc. 2.75% Convertible Preferred Stock, Series C NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 98 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-06-03 | Dakos Andrew President and CEO | Sale | −5,184 | $14.11 | $73K | 0 |
| 2026-06-03 | Dakos Andrew President and CEO | Sale | −133 | $14.07 | $2K | 0 |
| 2026-06-02 | Dakos Andrew President and CEO | Sale | −1,077 | $14.02 | $15K | 5,184 |
| 2026-06-02 | Dakos Andrew President and CEO | Sale · 2.75% Cconvertible Preferred Stock, Series C | −200 | $25.00 | $5K | 0 |
| 2026-03-05 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase · 2.75% Convertible Preferred Stock, Series C | +3,952 | $25.09 | $99K | 10,250 |
| 2026-03-04 | GOLDSTEIN PHILLIP Chairman and Secretary | Other acquisition · 2.75% Convertible Preferred Stock, Series C | +100 | $25.09 | $3K | 6,298 |
| 2026-03-02 | GOLDSTEIN PHILLIP Chairman and Secretary | Other acquisition · 2.75% Convertible Preferred Stock, Series C | +100 | $25.09 | $3K | 6,198 |
| 2026-02-27 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase · 2.75% Convertible Preferred Stock, Series C | +5,821 | $25.09 | $146K | 6,098 |
| 2026-02-26 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase · 2.75% Convertible Preferred Stock, Series C | +27 | $25.09 | $677 | 277 |
| 2026-02-24 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase · 2.75% Convertible Preferred Stock, Series C | +30 | $25.09 | $753 | 250 |
| 2026-02-23 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase · 2.75% Convertible Preferred Stock, Series C | +100 | $25.05 | $3K | 220 |
| 2025-12-30 | Dakos Andrew President | Sale | −4,098 | $14.66 | $60K | 6,064 |
| 2025-08-22 | GOLDSTEIN PHILLIP Chairman and Secretary | Sale · 2.75% Convertible Preferred Stock, Series C | −3,000 | $25.10 | $75K | 120 |
| 2025-04-04 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +3,000 | $13.80 | $41K | 34,822 |
| 2024-10-15 | GOLDSTEIN PHILLIP Chairman and Secretary | Sale · 2.75% Convertible Preferred Stock, Series C | −618 | $23.50 | $15K | 3,120 |
| 2024-09-20 | Dakos Andrew President | Sale | −377 | $13.74 | $5K | 4,880 |
| 2023-12-29 | WALDEN CHARLES C Director | Purchase · 2.75% Convertible Preferred Stock, Series C | +10 | $22.70 | $227 | 3,010 |
| 2023-12-29 | GOLDSTEIN PHILLIP Chairman and Secretary | Sale · 2.75% Convertible Preferred Stock, Series C | −3,008 | $22.90 | $69K | 3,738 |
| 2023-12-28 | WALDEN CHARLES C Director | Purchase · 2.75% Convertible Preferred Stock, Series C | +1,000 | $22.85 | $23K | 3,000 |
| 2023-12-28 | GOLDSTEIN PHILLIP Chairman and Secretary | Purchase | +44 | $11.75 | $517 | 30,503 |
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