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CIK 0001178697 · Non-accelerated filer<br>Smaller reporting company

DNA X, Inc.

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Ticker
SONM
Exchange
Nasdaq
Industry
Telephone & Telegraph Apparatus
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
943336783
Phone
650-378-8100
Business address
4445 EASTGATE MALL, SUITE 200, SAN DIEGO, CA, 92121
Former names
SONIM TECHNOLOGIES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-06-09 SWENSON SUSAN Director Grant or award +104,000 119,000
2020-06-09 Kneuer John Director Grant or award +104,000 123,147
2020-06-09 TIRVA ROBERT L. Chief Financial Officer Grant or award +458,000 545,000
2020-06-09 TIRVA ROBERT L. Chief Financial Officer Grant or award +100,000 645,000
2020-06-09 TIRVA ROBERT L. Chief Financial Officer Purchase +100,000 $0.75 $75K 745,000
2020-06-04 B. Riley Financial, Inc. Director Sale · Convertible Promissory Note (right to buy) −0
2020-06-04 B. Riley Financial, Inc. Director Purchase · Convertible Promissory Note (right to buy) +0
2020-05-21 Nokomis Capital, L.L.C. 10% owner Sale −696,378 $1.31 $913K 2,995,703
2019-12-30 Johnson Jeffrey D Director Grant or award · Stock Option (right to buy) +43,928 43,928
2019-12-30 Hochschild Maurice Director Grant or award · Stock Option (right to buy) +43,928 43,928
2019-12-30 Kneuer John Director Grant or award · Stock Option (right to buy) +43,928 43,928
2019-12-30 Howe Alan B Director Grant or award · Stock Option (right to buy) +43,928 43,928
2019-12-30 SWENSON SUSAN Director Grant or award · Stock Option (right to buy) +43,928 43,928
2019-12-02 Wilkinson Thomas Wiley Chief Executive Officer Grant or award · Stock Option (right to buy) +200,000 200,000
2019-11-13 SWENSON SUSAN Director Grant or award +15,000 15,000
2019-11-13 Kneuer John Director Grant or award +15,000 19,147
2019-11-13 Johnson Jeffrey D Director Grant or award +15,000 15,000
2019-11-13 Howe Alan B Director Grant or award +15,000 15,000
2019-11-13 Hochschild Maurice Director Grant or award +15,000 15,000
2019-11-01 TIRVA ROBERT L. Interim CFO Grant or award +84,500 84,500

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