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CIK 0001178697 · Non-accelerated filer<br>Smaller reporting company

DNA X, Inc.

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Ticker
SONM
Exchange
Nasdaq
Industry
Telephone & Telegraph Apparatus
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
943336783
Phone
650-378-8100
Business address
4445 EASTGATE MALL, SUITE 200, SAN DIEGO, CA, 92121
Former names
SONIM TECHNOLOGIES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-03-12 B. Riley Financial, Inc. 10% owner Sale −100,000 $0.99 $99K 46,666
2021-03-11 B. Riley Financial, Inc. 10% owner Sale −1,310,832 $1.06 $1.4M 5,809,493
2020-09-10 TIRVA ROBERT L. Chief Financial Officer Sale −7,826 $0.86 $7K 737,174
2020-06-09 B. Riley Financial, Inc. Director Purchase +1,380,000 $0.75 $1.0M 2,453,658
2020-06-09 B. Riley Financial, Inc. Director Purchase +146,667 $0.75 $110K 146,667
2020-06-09 B. Riley Financial, Inc. Director Purchase +146,667 $0.75 $110K 146,667
2020-06-09 B. Riley Financial, Inc. Director Purchase +146,667 $0.75 $110K 146,667
2020-06-09 B. Riley Financial, Inc. Director Purchase +146,666 $0.75 $110K 146,666
2020-06-09 B. Riley Financial, Inc. Director Option exercise +3,560,167 $0.75 $2.7M 3,560,167
2020-06-09 B. Riley Financial, Inc. Director Option exercise +4,666,667 $0.75 $3.5M 7,120,325
2020-06-09 B. Riley Financial, Inc. Director Option exercise · Convertible Promissory Note (right to buy) −0 0
2020-06-09 B. Riley Financial, Inc. Director Option exercise · Convertible Promissory Note (right to buy) −0 0
2020-06-09 Wilkinson Thomas Wiley Chief Executive Officer Grant or award +325,000 327,500
2020-06-09 Wilkinson Thomas Wiley Chief Executive Officer Grant or award +200,000 527,500
2020-06-09 Wilkinson Thomas Wiley Chief Executive Officer Purchase +200,000 $0.75 $150K 727,500
2020-06-09 Johnson Jeffrey D Director Grant or award +104,000 119,000
2020-06-09 Hochschild Maurice Director Grant or award +104,000 119,000
2020-06-09 Hochschild Maurice Director Purchase +15,000 $0.75 $11K 134,000
2020-06-09 Howe Alan B Director Grant or award +104,000 119,000
2020-06-09 Howe Alan B Director Purchase +13,333 $0.75 $10K 132,333

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