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CIK 0001818874 · Large accelerated filer

SoFi Technologies, Inc.

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Ticker
SOFI
Exchange
Nasdaq
Industry
Finance Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
981547291
Phone
(855) 456-7634
Business address
234 1ST STREET, SAN FRANCISCO, CA, 94105
Former names
Social Capital Hedosophia Holdings Corp. V
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$852,629
in 4 filings, $853K under 10b5-1 plans

Net −$852,629. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Keough Kelli −$527K EVP, GBUL, SIPS sold 7% of stake
  2. Rishel Jeremy −$326K Chief Technology Officer sold 2% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-09-14 Stafford Webb Lauren Chief Marketing Officer Option exercise +93,271 429,216
2023-09-14 Stafford Webb Lauren Chief Marketing Officer Option exercise · Restricted Stock Unit −93,271 767,062
2023-09-14 Rishel Jeremy Chief Technology Officer Option exercise +233,928 394,525
2023-09-14 Rishel Jeremy Chief Technology Officer Option exercise · Restricted Stock Unit −233,928 2,573,200
2023-09-14 Noto Anthony Chief Executive Officer Option exercise +730,874 7,572,788
2023-09-14 Noto Anthony Chief Executive Officer Shares withheld for taxes −377,499 $8.80 $3.3M 7,195,289
2023-09-14 Noto Anthony Chief Executive Officer Option exercise · Restricted Stock Unit −730,874 5,986,121
2023-09-14 Lavet Robert S General Counsel Option exercise +137,801 1,487,382
2023-09-14 Lavet Robert S General Counsel Option exercise · Restricted Stock Unit −137,801 178,257
2023-09-14 Lapointe Christopher CFO and PAO Option exercise +178,844 904,493
2023-09-14 Lapointe Christopher CFO and PAO Shares withheld for taxes −92,375 $8.80 $813K 812,118
2023-09-14 Lapointe Christopher CFO and PAO Option exercise · Restricted Stock Unit −178,844 1,253,864
2023-09-14 Borton Chad M President - SoFi Bank Option exercise +80,751 340,870
2023-09-14 Borton Chad M President - SoFi Bank Option exercise · Restricted Stock Unit −80,751 1,342,638
2023-09-01 Rishel Jeremy Chief Technology Officer Sale −53,532 $8.88 $475K 160,597
2023-08-15 Borton Chad M President - SoFi Bank Shares withheld for taxes −20,577 $8.48 $174K 260,119
2023-08-14 Borton Chad M President - SoFi Bank Option exercise +51,247 280,696
2023-08-14 Borton Chad M President - SoFi Bank Option exercise · Restricted Stock Unit −51,247 1,423,389
2023-08-14 Al-Hammadi Ahmed Ali Director Grant or award · Restricted Stock Unit +26,249 26,249
2023-08-14 Ruzwana Bashir Director Grant or award · Restricted Stock Unit 10b5-1 +26,249 26,249

Page 31 of 36 · 704 trades