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CIK 0001367083 · Non-accelerated filer<br>Smaller reporting company

Sonoma Pharmaceuticals, Inc.

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Ticker
SNOA
Exchange
Nasdaq
Industry
Surgical & Medical Instruments & Apparatus
FY end
Mar 31
Incorporated
DE
Entity type
operating
EIN
680423298
Phone
800-759-9305
Business address
5445 CONESTOGA COURT, SUITE 150, BOULDER, CO, 80301
Former names
Oculus Innovative Sciences, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2017-05-30 Harrison Russell Joseph Director Grant or award +895 10,905
2017-05-30 Birnbaum Jay E Director Grant or award +612 9,161
2017-05-30 BARBARI SHARON SURREY Director Grant or award +754 9,958
2017-04-03 Umscheid Marc Chief Strategy/Mkt Officer Grant or award · Stock option (right to buy) +17,000 72,000
2017-04-03 Schutz James J Chief Executive Officer Grant or award · Stock option (right to buy) +30,000 133,658
2017-04-03 Northey Robert Allen Exec. VP of Res & Development Grant or award · Stock option (right to buy) +17,000 60,310
2017-04-03 Miller Robert E Chief Financial Officer Grant or award · Stock option (right to buy) +30,000 140,866

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