CIK 0001367083 · Non-accelerated filer<br>Smaller reporting company
Sonoma Pharmaceuticals, Inc.
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- SNOA
- Exchange
- Nasdaq
- Industry
- Surgical & Medical Instruments & Apparatus
- FY end
- Mar 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 680423298
- Phone
- 800-759-9305
- Business address
- 5445 CONESTOGA COURT, SUITE 150, BOULDER, CO, 80301
- Former names
- Oculus Innovative Sciences, Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2017-11-29 | Birnbaum Jay E Director | Grant or award | +13,757 | 23,633 | ||
| 2017-11-29 | BARBARI SHARON SURREY Director | Grant or award | +13,944 | 24,782 | ||
| 2017-11-29 | Miller Robert E Chief Financial Officer | Purchase | +500 | $5.03 | $3K | 12,778 |
| 2017-11-29 | Miller Robert E Chief Financial Officer | Purchase | +1,290 | $5.02 | $6K | 14,068 |
| 2017-11-29 | Schutz James J Chief Executive Officer | Purchase | +400 | $5.03 | $2K | 15,829 |
| 2017-11-24 | Schutz James J Chief Executive Officer | Purchase | +254 | $5.05 | $1K | 15,429 |
| 2017-11-21 | Miller Robert E Chief Financial Officer | Purchase | +1,500 | $5.03 | $8K | 11,778 |
| 2017-11-21 | Miller Robert E Chief Financial Officer | Purchase | +500 | $5.04 | $3K | 12,278 |
| 2017-08-29 | MCLAUGHLIN JOHN Director | Grant or award | +1,210 | 13,471 | ||
| 2017-08-29 | Harrison Russell Joseph Director | Grant or award | +1,045 | 11,950 | ||
| 2017-08-29 | Birnbaum Jay E Director | Grant or award | +715 | 9,876 | ||
| 2017-08-29 | BARBARI SHARON SURREY Director | Grant or award | +880 | 10,838 | ||
| 2017-08-10 | Miller Robert E Chief Financial Officer | Purchase | +2,264 | $5.30 | $12K | 10,728 |
| 2017-08-10 | Umscheid Marc Chief Strategy/Mkt Officer | Purchase | +600 | $5.31 | $3K | 3,392 |
| 2017-08-10 | Schutz James J Chief Executive Officer | Purchase | +929 | $5.46 | $5K | 15,175 |
| 2017-06-29 | Umscheid Marc Chief Strategy/Mkt Officer | Grant or award | +2,042 | 2,792 | ||
| 2017-06-29 | Schutz James J Chief Executive Officer | Grant or award | +2,406 | 14,246 | ||
| 2017-06-29 | Northey Robert Allen Exe. VP of Research and Dev. | Grant or award | +3,404 | 8,082 | ||
| 2017-06-29 | Miller Robert E Chief Financial Officer | Grant or award | +4,124 | 20,088 | ||
| 2017-05-30 | MCLAUGHLIN JOHN Director | Grant or award | +1,036 | 12,261 |
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