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CIK 0001367083 · Non-accelerated filer<br>Smaller reporting company

Sonoma Pharmaceuticals, Inc.

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Ticker
SNOA
Exchange
Nasdaq
Industry
Surgical & Medical Instruments & Apparatus
FY end
Mar 31
Incorporated
DE
Entity type
operating
EIN
680423298
Phone
800-759-9305
Business address
5445 CONESTOGA COURT, SUITE 150, BOULDER, CO, 80301
Former names
Oculus Innovative Sciences, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-01-14 Schutz James J Former CEO and Former Director Other disposition · Stock option (right to buy) −20,000 147,733
2019-01-14 Schutz James J Former CEO and Former Director Other disposition · Stock option (right to buy) −50,000 97,733
2019-01-14 Schutz James J Former CEO and Former Director Other disposition · Stock option (right to buy) −30,000 67,733
2019-01-14 Schutz James J Former CEO and Former Director Other disposition · Stock option (right to buy) −67,733 0
2019-01-14 Miller Robert E Former CFO Other disposition · Stock option (right to buy) −5,271 203,800
2019-01-14 Miller Robert E Former CFO Other disposition · Stock option (right to buy) −5,357 198,443
2019-01-14 Miller Robert E Former CFO Other disposition · Stock option (right to buy) −357 198,086
2019-01-14 Miller Robert E Former CFO Other disposition · Stock option (right to buy) −5,000 193,086
2019-01-14 Miller Robert E Former CFO Other disposition · Stock option (right to buy) −1,785 191,301
2019-01-14 Miller Robert E Former CFO Other disposition · Stock option (right to buy) −4,285 187,016
2019-01-14 Miller Robert E Former CFO Other disposition · Stock option (right to buy) −5,351 181,665
2019-01-14 Miller Robert E Former CFO Other disposition · Stock option (right to buy) −26,020 155,645
2019-01-14 Miller Robert E Former CFO Other disposition · Stock option (right to buy) −7,912 147,733
2019-01-14 Miller Robert E Former CFO Other disposition · Stock option (right to buy) −50,000 97,733
2019-01-14 Miller Robert E Former CFO Other disposition · Stock option (right to buy) −30,000 67,733
2019-01-14 Miller Robert E Former CFO Other disposition · Stock option (right to buy) −67,733 0
2019-01-10 Sandford Frederick J CEO and Interim CFO Grant or award · Stock option (right to buy) +400,000 400,000
2019-01-10 Sandford Frederick J CEO and Interim CFO Grant or award · Stock option (right to buy) +50,000 450,000
2018-07-20 Schutz James J Chief Executive Officer Grant or award · Stock option (right to buy) +67,733 193,358
2018-07-20 Miller Robert E Chief Financial Officer Grant or award · Stock option (right to buy) +67,733 209,071

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