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CIK 0001367083 · Non-accelerated filer<br>Smaller reporting company

Sonoma Pharmaceuticals, Inc.

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Ticker
SNOA
Exchange
Nasdaq
Industry
Surgical & Medical Instruments & Apparatus
FY end
Mar 31
Incorporated
DE
Entity type
operating
EIN
680423298
Phone
800-759-9305
Business address
5445 CONESTOGA COURT, SUITE 150, BOULDER, CO, 80301
Former names
Oculus Innovative Sciences, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-01-02 Weigerstorfer Philippe Director Grant or award · Stock option (right to buy) +7,500 10,001
2025-01-02 DVONCH JEROME J Chief Financial Officer Grant or award · Restricted Stock Units +10,000 15,891
2025-01-02 Dal Poggetto John Controller Grant or award · Restricted Stock Units +7,500 10,250
2024-06-20 Trombly Amy Moss Chief Executive Officer Grant or award +53,586 153,586
2024-06-20 Thornton Bruce Executive Vice President Grant or award +53,586 154,411
2024-06-20 DVONCH JEROME J Chief Financial Officer Grant or award +53,586 84,595
2024-06-20 Dal Poggetto John Controller Grant or award +15,000 15,000
2023-12-29 Trombly Amy Moss Chief Executive Officer Grant or award · Stock option (right to buy) +60,000 173,648
2023-12-29 Thornton Bruce Executive VP & COO Grant or award · Stock option (right to buy) +60,000 176,781
2023-12-29 Dal Poggetto John Controller Grant or award · Stock option (right to buy) +50,000 55,000
2023-12-29 DVONCH JEROME J Interim CFO Grant or award · Stock option (right to buy) +60,000 117,777
2023-06-30 Trombly Amy Moss Chief Executive Officer Grant or award +100,000 213,648
2023-06-30 Thornton Bruce Executive Vice President Grant or award +100,000 216,781
2022-12-29 White Chad Norman Chief Financial Officer Grant or award · Stock option (right to buy) +9,753 14,753
2022-12-29 Weigerstorfer Philippe Director Grant or award · Stock option (right to buy) +20,000 50,000
2022-12-29 Trombly Amy Moss Chief Executive Officer Grant or award · Stock option (right to buy) +40,000 113,648
2022-12-29 Thornton Bruce Chief Operating Officer Grant or award · Stock option (right to buy) +40,000 116,781
2022-12-29 MCLAUGHLIN JOHN Director Grant or award · Stock option (right to buy) +20,000 53,252
2022-12-29 Birnbaum Jay E Director Grant or award · Stock option (right to buy) +20,000 52,904
2022-01-14 Weigerstorfer Philippe Director Grant or award · Stock option (right to buy) +30,000 30,000

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