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CIK 0001367083 · Non-accelerated filer<br>Smaller reporting company

Sonoma Pharmaceuticals, Inc.

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Ticker
SNOA
Exchange
Nasdaq
Industry
Surgical & Medical Instruments & Apparatus
FY end
Mar 31
Incorporated
DE
Entity type
operating
EIN
680423298
Phone
800-759-9305
Business address
5445 CONESTOGA COURT, SUITE 150, BOULDER, CO, 80301
Former names
Oculus Innovative Sciences, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-07-09 Weigerstorfer Philippe Director Grant or award · Stock option (right to buy) +10,000 30,001
2026-07-09 Trombly Amy Moss Chief Executive Officer Grant or award · Restricted Stock Units +10,000 52,185
2026-07-09 MCLAUGHLIN JOHN Director Grant or award · Stock option (right to buy) +10,000 30,001
2026-07-09 Jacoby Vanessa Director Grant or award · Stock option (right to buy) +10,000 20,000
2026-07-09 DVONCH JEROME J Chief Financial Officer Grant or award · Restricted Stock Units +10,000 44,391
2026-07-09 Dal Poggetto John Controller Grant or award · Restricted Stock Units +7,500 32,750
2026-01-02 Weigerstorfer Philippe Director Grant or award · Stock option (right to buy) +10,000 20,001
2026-01-02 Trombly Amy Moss Chief Executive Officer Grant or award · Restricted Stock Units +10,000 42,185
2026-01-02 MCLAUGHLIN JOHN Director Grant or award · Stock option (right to buy) +10,000 20,001
2026-01-02 DVONCH JEROME J Chief Financial Officer Grant or award · Restricted Stock Units +5,000 34,391
2026-01-02 Dal Poggetto John Controller Grant or award · Restricted Stock Units +5,000 25,250
2026-01-02 Birnbaum Jay E Director Grant or award · Stock option (right to buy) +10,000 20,001
2025-06-19 Thornton Bruce Executive VP and COO Grant or award · Restricted Stock Units +13,500 32,191
2025-06-19 Dal Poggetto John Controller Grant or award · Restricted Stock Units +10,000 20,250
2025-06-19 DVONCH JEROME J Chief Financial Officer Grant or award · Restricted Stock Units +13,500 25,515
2025-06-19 Trombly Amy Moss Chief Executive Officer Grant or award · Restricted Stock Units +13,500 32,185
2025-01-02 Thornton Bruce Executive VP & COO Grant or award · Restricted Stock Units +10,000 18,691
2025-01-02 Birnbaum Jay E Director Grant or award · Stock option (right to buy) +7,500 10,029
2025-01-02 MCLAUGHLIN JOHN Director Grant or award · Stock option (right to buy) +7,500 10,044
2025-01-02 Trombly Amy Moss Chief Executive Officer Grant or award · Restricted Stock Units +10,000 18,685

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