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CIK 0000948708 · Non-accelerated filer<br>Smaller reporting company

SMITH MICRO SOFTWARE, INC.

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Ticker
SMSI
Exchange
Nasdaq
Industry
Services-Prepackaged Software
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
330029027
Phone
4128375300
Business address
5800 CORPORATE DRIVE, PITTSBURGH, PA, 15237
Former names
SMITH MICRO SOFTWARE, INC., SMITH MICRO SOFTWARE, INC, SMITH MICRO SOFTWARE INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-07-08 Kempton James M VP, CFO and Treasurer Grant or award +29,538 77,481
2024-07-08 SMITH WILLIAM W JR President & CEO Grant or award +63,294 139,411
2024-06-20 Kempton James M VP, CFO and Treasurer Shares withheld for taxes −214 $2.22 $475 47,943
2024-06-20 SMITH WILLIAM W JR President & CEO Shares withheld for taxes −541 $2.22 $1K 76,117
2024-05-21 SMITH WILLIAM W JR President & CEO Shares withheld for taxes −4,745 $2.47 $12K 76,658
2024-05-21 Kempton James M VP, CFO and Treasurer Shares withheld for taxes −1,826 $2.51 $5K 48,157
2024-05-20 SMITH WILLIAM W JR President & CEO Shares withheld for taxes −1,271 $2.43 $3K 81,403
2024-05-20 Kempton James M VP, CFO and Treasurer Shares withheld for taxes −432 $2.43 $1K 49,983
2024-04-01 Kempton James M VP, CFO and Treasurer Grant or award +250 $0.29 $72 403,317
2024-03-19 Kempton James M VP, CFO and Treasurer Shares withheld for taxes −4,906 $0.34 $2K 403,067
2024-03-19 SMITH WILLIAM W JR President & CEO Shares withheld for taxes −11,866 $0.34 $4K 661,396
2024-03-13 Kempton James M VP, CFO and Treasurer Sale 10b5-1 −4,804 $0.35 $2K 407,973
2024-03-13 SMITH WILLIAM W JR President & CEO Sale 10b5-1 −11,651 $0.35 $4K 673,262
2024-02-22 Kempton James M VP, CFO and Treasurer Shares withheld for taxes −1,018 $0.77 $784 420,068
2024-02-22 Kempton James M VP, CFO and Treasurer Returned to the company −7,291 412,777
2024-02-22 SMITH WILLIAM W JR President & CEO Shares withheld for taxes −5,060 $0.78 $4K 698,499
2024-02-22 SMITH WILLIAM W JR President & CEO Returned to the company −13,586 684,913
2024-02-21 Kempton James M VP, CFO and Treasurer Grant or award +100,000 334,664
2024-02-21 Kempton James M VP, CFO and Treasurer Grant or award +86,422 421,086
2024-02-21 SMITH WILLIAM W JR President & CEO Grant or award +175,000 528,559

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