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CIK 0000948708 · Non-accelerated filer<br>Smaller reporting company

SMITH MICRO SOFTWARE, INC.

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Ticker
SMSI
Exchange
Nasdaq
Industry
Services-Prepackaged Software
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
330029027
Phone
4128375300
Business address
5800 CORPORATE DRIVE, PITTSBURGH, PA, 15237
Former names
SMITH MICRO SOFTWARE, INC., SMITH MICRO SOFTWARE, INC, SMITH MICRO SOFTWARE INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-12-16 Kempton James M VP, CFO and Treasurer Sale −437 $0.79 $345 70,329
2024-12-03 SMITH WILLIAM W JR President & CEO Sale −7,066 $0.78 $6K 3,194,533
2024-11-19 SMITH WILLIAM W JR President & CEO Shares withheld for taxes −81 $0.79 $64 120,623
2024-11-13 Kempton James M VP, CFO and Treasurer Shares withheld for taxes −3,097 $0.90 $3K 70,767
2024-11-13 SMITH WILLIAM W JR President & CEO Shares withheld for taxes −7,770 $0.90 $7K 120,704
2024-11-12 Kempton James M VP, CFO and Treasurer Returned to the company −322 73,864
2024-11-12 SMITH WILLIAM W JR President & CEO Returned to the company −645 128,474
2024-10-17 SMITH WILLIAM W JR President & CEO Shares withheld for taxes −4,317 $1.02 $4K 129,119
2024-10-17 Kempton James M VP, CFO and Treasurer Shares withheld for taxes −1,386 $1.02 $1K 74,186
2024-10-02 SMITH WILLIAM W JR President & CEO Grant or award · Common Stock Purchase Warrant +2,575,107 2,575,107
2024-10-01 SMITH WILLIAM W JR President & CEO Grant or award +2,575,107 $1.17 $3.0M 3,201,599
2024-09-17 Kempton James M VP, CFO and Treasurer Shares withheld for taxes −183 $0.60 $109 75,353
2024-09-17 SMITH WILLIAM W JR President & CEO Shares withheld for taxes −554 $0.58 $324 133,436
2024-08-19 SMITH WILLIAM W JR President & CEO Shares withheld for taxes −82 $0.84 $69 133,990
2024-08-13 Kempton James M VP, CFO and Treasurer Shares withheld for taxes −1,202 $0.85 $1K 75,536
2024-08-13 SMITH WILLIAM W JR President & CEO Shares withheld for taxes −3,125 $0.85 $3K 134,072
2024-08-12 Kempton James M VP, CFO and Treasurer Returned to the company −141 76,738
2024-08-12 SMITH WILLIAM W JR President & CEO Returned to the company −283 137,197
2024-07-22 SMITH WILLIAM W JR President & CEO Shares withheld for taxes −1,931 $2.28 $4K 137,480
2024-07-22 Kempton James M VP, CFO and Treasurer Shares withheld for taxes −602 $2.28 $1K 76,879

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