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CIK 0000065596 · Non-accelerated filer<br>Smaller reporting company

SIEBERT FINANCIAL CORP

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Ticker
SIEB
Exchange
Nasdaq
Industry
Security Brokers, Dealers & Flotation Companies
FY end
Dec 31
Incorporated
NY
Entity type
operating
EIN
111796714
Phone
212-644-2400
Business address
120 WALL STREET, 25TH FLOOR, NEW YORK, NY, 10005
Former names
MICHAELS J INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 76 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-02-12 Gebbia John M. MEMBER OF 10% OWNER GROUP Gift +12,000 36,000
2020-04-16 Gebbia Richard MEMBER OF 10% OWNER GROUP Sale −748,233 $5.60 $4.2M 2,640,081
2020-04-16 Gebbia David MEMBER OF 10% OWNER GROUP Sale −748,233 $5.60 $4.2M 1,035,281
2020-04-16 Gebbia John M. MEMBER OF 10% OWNER GROUP Sale −685,155 $5.60 $3.8M 1,826,681
2020-04-16 Gebbia Gloria E Director Purchase +2,181,621 $5.60 $12.2M 10,031,236
2020-04-16 Gebbia Gloria E Director Sale −2,181,621 $5.60 $12.2M 6,013,280
2020-01-24 Gebbia Gloria E Director Sale −350,000 $1.90 $665K 3,177,283
2020-01-24 Kennedy Cabot Acquisition, LLC 10% owner Sale −350,000 $1.90 $665K 3,177,283
2020-01-07 Gebbia Gloria E Director Gift −78,750 7,849,615
2020-01-07 Gebbia Gloria E Director Gift +16,800 8,194,901
2020-01-07 Reich Andrew H EVP, COO CFO, Secretary Gift −2,000 612,134
2020-01-07 Reich Andrew H EVP, COO CFO, Secretary Gift +11,000 16,000
2020-01-07 Gebbia David MEMBER OF 10% OWNER GROUP Gift −8,200 1,783,514
2020-01-07 Gebbia David MEMBER OF 10% OWNER GROUP Gift +13,000 35,800
2020-01-07 ZABATTA CHARLES Director Gift −2,000 378,257
2020-01-07 Gebbia John M. MEMBER OF 10% OWNER GROUP Gift +6,000 24,000
2020-01-07 Gebbia Richard MEMBER OF 10% OWNER GROUP Gift +6,000 335,000
2020-01-01 Reich Andrew H EVP, COO CFO, Secretary Other acquisition +34,902 $9.02 $315K 614,134
2020-01-01 Gebbia Richard MEMBER OF 10% OWNER GROUP Other acquisition +779,995 $9.02 $7.0M 3,388,314
2020-01-01 Gebbia Gloria E Director Other acquisition +269,865 $9.02 $2.4M 7,928,365

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