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CIK 0000065596 · Non-accelerated filer<br>Smaller reporting company

SIEBERT FINANCIAL CORP

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Ticker
SIEB
Exchange
Nasdaq
Industry
Security Brokers, Dealers & Flotation Companies
FY end
Dec 31
Incorporated
NY
Entity type
operating
EIN
111796714
Phone
212-644-2400
Business address
120 WALL STREET, 25TH FLOOR, NEW YORK, NY, 10005
Former names
MICHAELS J INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 76 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-12-14 Gebbia Gloria E Director Gift −72,000 10,184,714
2023-12-14 Gebbia David Member of 10% owner group Gift +18,000 56,000
2023-12-14 Gebbia John M. Member of 10% owner group Gift +36,000 154,000
2023-12-14 Gebbia Richard Member of 10% owner group Gift +18,000 243,273
2023-06-22 Gebbia Richard Member of 10% owner group Other acquisition +100,000 $2.44 $244K 463,535
2023-06-22 Gebbia Richard Member of 10% owner group Other disposition −100,000 $2.44 $244K 2,589,592
2023-06-22 Gebbia Richard Member of 10% owner group Other disposition −0 16,996,323
2023-05-22 Gebbia Gloria E Member of 10% owner group Other disposition · Warrant −403,780 0
2023-04-10 Gebbia John M. Member of 10% owner group Sale −100,000 $1.85 $185K 1,909,091
2023-04-10 Gebbia John M. Member of 10% owner group Sale −100,000 $1.85 $185K 17,439,200
2022-12-16 ZABATTA CHARLES Director Gift −8,000 500,439
2022-12-14 Gebbia Richard Member of 10% owner group Other disposition −179,273 2,914,865
2022-12-14 Gebbia Richard Member of 10% owner group Gift −100,000 17,539,200
2022-12-14 Gebbia David Member of 10% owner group Gift −40,000 75,900
2022-12-14 Gebbia David Member of 10% owner group Gift −100,000 17,539,200
2022-12-14 Gebbia John M. Member of 10% owner group Gift −40,000 2,009,091
2022-12-14 Gebbia John M. Member of 10% owner group Gift +80,000 118,000
2022-12-14 Gebbia John M. Member of 10% owner group Gift −100,000 17,539,200
2022-12-14 Gebbia Gloria E Director Gift −200,000 10,544,054
2022-12-14 Gebbia Gloria E Director Gift −100,000 17,539,200

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