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CIK 0001699350 · Non-accelerated filer<br>Smaller reporting company<br>Emerging growth company

SHOULDER INNOVATIONS, INC.

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Ticker
SI
Exchange
NYSE
Industry
Surgical & Medical Instruments & Apparatus
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
270538764
Phone
616-294-1026
Business address
1535 STEELE AVENUE SW, SUITE B, GRAND RAPIDS, MI, 49507
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,246,952
in 4 filings, $465K under 10b5-1 plans

Net −$1,246,952. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2026-03-13 Points Jeffrey S. Chief Financial Officer Option exercise +13,264 $2.48 $33K 68,785
2026-03-13 Points Jeffrey S. Chief Financial Officer Purchase +2,000 $15.00 $30K 70,785
2026-03-13 Points Jeffrey S. Chief Financial Officer Option exercise · Stock Option −13,264 42,004
2026-03-13 BUCKMAN PAUL Director Option exercise +19,401 $2.48 $48K 39,505
2026-03-13 BUCKMAN PAUL Director Option exercise +26,205 $2.10 $55K 65,710
2026-03-13 BUCKMAN PAUL Director Shares withheld for taxes −3,292 $14.62 $48K 62,418
2026-03-13 BUCKMAN PAUL Director Shares withheld for taxes −3,714 $14.82 $55K 58,704
2026-03-13 BUCKMAN PAUL Director Option exercise · Stock Option −19,401 1,142
2026-03-13 BUCKMAN PAUL Director Option exercise · Stock Option −26,205 0
2026-02-06 Ball Robert Joseph CEO & Executive Chairman Option exercise +10,000 $2.48 $25K 274,604
2026-02-06 Ball Robert Joseph CEO & Executive Chairman Option exercise +2,062 $2.10 $4K 276,666
2026-02-06 Ball Robert Joseph CEO & Executive Chairman Option exercise · Stock Option −10,000 319,756
2026-02-06 Ball Robert Joseph CEO & Executive Chairman Option exercise · Stock Option −2,062 181,376
2026-01-30 Blue David Lawrence See Remarks Grant or award · Stock Option +88,450 88,450
2026-01-30 Ball Robert Joseph CEO & Executive Chairman Grant or award · Stock Option +265,351 265,351
2026-01-30 Ahearn Matthew Fraser Chief Operating Officer Grant or award · Stock Option +88,450 88,450
2026-01-30 Points Jeffrey S. Chief Financial Officer Grant or award · Stock Option +126,357 126,357
2025-12-31 Blue David Lawrence See Remarks Grant or award +1,041 $12.16 $13K 139,372
2025-12-31 Ball Robert Joseph CEO & Executive Chairman Grant or award +1,661 $12.16 $20K 120,118
2025-12-31 Ahearn Matthew Fraser Chief Operating Officer Grant or award +477 $12.16 $6K 215,856

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