CIK 0000720672 · Large accelerated filer
STIFEL FINANCIAL CORP
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- SF SFB
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 431273600
- Phone
- 314-342-2000
- Business address
- ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, MO, 63102-2102
Securities
- SF Common Stock NYSE
- SFB 5.20% Senior Notes due 2047 NYSE
- SF-PB Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B NYSE
- SF-PC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C NYSE
- SF-PD Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non-Cumulative Preferred Stock, Series D NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2025-11-10 | ZEMLYAK JAMES M President | Gift | −10,000 | 1,144,549 | ||
| 2025-08-19 | ZEMLYAK JAMES M Co-President | Returned to the company | −15,000 | $112.90 | $1.7M | 1,154,549 |
| 2025-08-19 | KRUSZEWSKI RONALD J Chief Executive Officer | Returned to the company | −40,000 | $112.90 | $4.5M | 1,196,467 |
| 2025-08-19 | Marischen James M Chief Financial Officer | Returned to the company | −5,000 | $112.90 | $565K | 63,846 |
| 2025-08-19 | Fisher Mark P Senior VP & General Counsel | Returned to the company | −10,000 | $112.90 | $1.1M | 46,599 |
| 2025-08-19 | Raymond Charles Bradford Co-Head Global Instl Eqty Adv | Returned to the company | −10,000 | $112.90 | $1.1M | 32,555 |
| 2025-08-19 | SLINEY DAVID D Chief Operating Officer | Returned to the company | −15,000 | $112.90 | $1.7M | 156,043 |
| 2025-08-19 | Michaud Thomas B. Senior Vice President | Returned to the company | −20,000 | $112.90 | $2.3M | 69,469 |
| 2025-08-19 | Nesi Victor Co-President | Returned to the company | −35,000 | $112.90 | $4.0M | 149,360 |
| 2025-08-15 | KRUSZEWSKI RONALD J Chief Executive Officer | Other disposition | −9,000 | $114.20 | $1.0M | 1,236,467 |
| 2025-08-13 | ZEMLYAK JAMES M Co-President | Purchase | +2 | $116.00 | $232 | 7,037 |
| 2025-08-12 | ZEMLYAK JAMES M Co-President | Purchase | +2 | $114.16 | $228 | 7,035 |
| 2025-08-11 | ZEMLYAK JAMES M Co-President | Purchase | +1 | $111.76 | $112 | 7,033 |
| 2025-08-07 | ZEMLYAK JAMES M Co-President | Purchase | +4 | $110.17 | $441 | 7,032 |
| 2025-07-31 | WEISEL THOMAS W Director | Gift | −1,183 | 9,828 | ||
| 2025-06-25 | KRUSZEWSKI RONALD J Chief Executive Officer | Gift | −10,000 | 1,245,467 | ||
| 2025-06-09 | WEISEL THOMAS W Director | Gift | −3,777 | 11,011 | ||
| 2025-06-06 | ZIMMERMAN MICHAEL J Director | Sale | −5,000 | $96.39 | $482K | 50,833 |
| 2025-06-06 | ZIMMERMAN MICHAEL J Director | Sale | −5,000 | $97.00 | $485K | 45,833 |
| 2025-06-05 | Markus Maura A. Director | Option exercise | +1,914 | 27,454 |
Page 9 of 35 · 693 trades