CIK 0000720672 · Large accelerated filer
STIFEL FINANCIAL CORP
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- SF SFB
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 431273600
- Phone
- 314-342-2000
- Business address
- ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, MO, 63102-2102
Securities
- SF Common Stock NYSE
- SFB 5.20% Senior Notes due 2047 NYSE
- SF-PB Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B NYSE
- SF-PC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C NYSE
- SF-PD Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non-Cumulative Preferred Stock, Series D NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-01-13 | ZEMLYAK JAMES M President | Option exercise · Phantom Stock Units | −25,570 | 60,784 | ||
| 2026-01-13 | Rubulotta David Co-Head Fixed Inc Cap Mkts | Option exercise | +2,302 | 2,302 | ||
| 2026-01-13 | Rubulotta David Co-Head Fixed Inc Cap Mkts | Shares withheld for taxes | −910 | $125.22 | $114K | 1,392 |
| 2026-01-13 | Rubulotta David Co-Head Fixed Inc Cap Mkts | Option exercise · Phantom Stock Units | −2,302 | 8,599 | ||
| 2026-01-13 | McDuffie Brantley Co Head FI Capital Markets | Option exercise | +2,094 | 2,094 | ||
| 2026-01-13 | McDuffie Brantley Co Head FI Capital Markets | Shares withheld for taxes | −840 | $125.22 | $105K | 1,254 |
| 2026-01-13 | McDuffie Brantley Co Head FI Capital Markets | Option exercise · Phantom Stock Units | −2,094 | 4,921 | ||
| 2026-01-13 | Raymond Charles Bradford Co-Head Global Instl Eqty Adv | Option exercise | +20,927 | 53,482 | ||
| 2026-01-13 | Raymond Charles Bradford Co-Head Global Instl Eqty Adv | Shares withheld for taxes | −10,456 | $125.22 | $1.3M | 43,026 |
| 2026-01-13 | Raymond Charles Bradford Co-Head Global Instl Eqty Adv | Option exercise · Phantom Stock Unit | −20,927 | 38,259 | ||
| 2025-12-26 | KRUSZEWSKI RONALD J Chief Executive Officer | Gift | −10,000 | 1,176,547 | ||
| 2025-12-26 | ZEMLYAK JAMES M President | Gift | −10,000 | 1,134,549 | ||
| 2025-12-22 | SLINEY DAVID D Chief Operating Officer | Gift | −750 | 155,293 | ||
| 2025-12-18 | Marischen James M Chief Financial Officer | Gift | −395 | 63,451 | ||
| 2025-12-08 | Nesi Victor Director | Gift | +19,401 | 41,975 | ||
| 2025-12-08 | Nesi Victor Director | Gift | −19,401 | 129,959 | ||
| 2025-12-08 | KRUSZEWSKI RONALD J Chief Executive Officer | Gift | −10,000 | 1,186,547 | ||
| 2025-11-20 | WEISEL THOMAS W Director | Gift | −255 | 9,573 | ||
| 2025-11-13 | PEACOCK DAVID A Director | Gift | −3,000 | 7,241 | ||
| 2025-11-13 | Fisher Mark P Senior VP & General Counsel | Gift | −1,000 | 45,599 |
Page 8 of 35 · 693 trades