CIK 0000720672 · Large accelerated filer
STIFEL FINANCIAL CORP
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- SF SFB
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 431273600
- Phone
- 314-342-2000
- Business address
- ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, MO, 63102-2102
Securities
- SF Common Stock NYSE
- SFB 5.20% Senior Notes due 2047 NYSE
- SF-PB Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B NYSE
- SF-PC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C NYSE
- SF-PD Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non-Cumulative Preferred Stock, Series D NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-01-13 | SLINEY DAVID D Chief Operating Officer | Option exercise | +10,854 | 166,147 | ||
| 2026-01-13 | SLINEY DAVID D Chief Operating Officer | Shares withheld for taxes | −3,677 | $125.22 | $460K | 162,470 |
| 2026-01-13 | SLINEY DAVID D Chief Operating Officer | Option exercise · Phantom Stock Units | −10,854 | 22,065 | ||
| 2026-01-13 | Fisher Mark P Senior VP & General Counsel | Option exercise | +11,335 | 56,934 | ||
| 2026-01-13 | Fisher Mark P Senior VP & General Counsel | Shares withheld for taxes | −6,695 | $125.22 | $838K | 50,239 |
| 2026-01-13 | Fisher Mark P Senior VP & General Counsel | Option exercise · Phantom Stock Units | −11,335 | 18,779 | ||
| 2026-01-13 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Option exercise | +7,304 | 56,673 | ||
| 2026-01-13 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Shares withheld for taxes | −2,202 | $125.22 | $276K | 54,471 |
| 2026-01-13 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Option exercise · Phantom Stock Units | −7,304 | 15,478 | ||
| 2026-01-13 | Michaud Thomas B. Senior Vice President | Option exercise | +14,965 | 84,434 | ||
| 2026-01-13 | Michaud Thomas B. Senior Vice President | Shares withheld for taxes | −7,490 | $125.22 | $938K | 76,944 |
| 2026-01-13 | Michaud Thomas B. Senior Vice President | Option exercise · Phantom Stock Units | −14,965 | 32,946 | ||
| 2026-01-13 | KRUSZEWSKI RONALD J Chief Executive Officer | Option exercise | +52,427 | 1,229,034 | ||
| 2026-01-13 | KRUSZEWSKI RONALD J Chief Executive Officer | Shares withheld for taxes | −21,974 | $125.22 | $2.8M | 1,207,060 |
| 2026-01-13 | KRUSZEWSKI RONALD J Chief Executive Officer | Option exercise · Phantom Stock Units | −52,427 | 125,462 | ||
| 2026-01-13 | Marischen James M Chief Financial Officer | Option exercise | +12,055 | 75,506 | ||
| 2026-01-13 | Marischen James M Chief Financial Officer | Shares withheld for taxes | −5,749 | $125.22 | $720K | 69,757 |
| 2026-01-13 | Marischen James M Chief Financial Officer | Option exercise · Phantom Stock Units | −12,055 | 19,116 | ||
| 2026-01-13 | ZEMLYAK JAMES M President | Option exercise | +25,570 | 1,160,119 | ||
| 2026-01-13 | ZEMLYAK JAMES M President | Shares withheld for taxes | −10,143 | $125.22 | $1.3M | 1,149,976 |
Page 7 of 35 · 693 trades