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CIK 0000720672 · Large accelerated filer

STIFEL FINANCIAL CORP

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Tickers
SF SFB
Exchange
NYSE
Industry
Security Brokers, Dealers & Flotation Companies
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
431273600
Phone
314-342-2000
Business address
ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, MO, 63102-2102

Securities

  • SF Common Stock NYSE
  • SFB 5.20% Senior Notes due 2047 NYSE
  • SF-PB Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B NYSE
  • SF-PC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C NYSE
  • SF-PD Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non-Cumulative Preferred Stock, Series D NYSE
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-01-30 Fisher Mark P Senior VP & General Counsel Option exercise · Phantom Stock Units −1,725 17,054
2026-01-30 SLINEY DAVID D Chief Operating Officer Option exercise +2,258 164,728
2026-01-30 SLINEY DAVID D Chief Operating Officer Shares withheld for taxes −995 $126.24 $126K 163,733
2026-01-30 SLINEY DAVID D Chief Operating Officer Option exercise · Phantom Stock Units −2,258 19,807
2026-01-30 Nesi Victor Director Option exercise +6,898 150,467
2026-01-30 Nesi Victor Director Shares withheld for taxes −3,522 $126.24 $445K 146,945
2026-01-30 Nesi Victor Director Option exercise · Phantom Stock Units −6,898 49,762
2026-01-30 KRUSZEWSKI RONALD J Chief Executive Officer Option exercise +12,542 1,219,602
2026-01-30 KRUSZEWSKI RONALD J Chief Executive Officer Shares withheld for taxes −5,525 $126.24 $697K 1,214,077
2026-01-30 KRUSZEWSKI RONALD J Chief Executive Officer Option exercise · Phantom Stock Units −12,542 112,920
2026-01-30 Michaud Thomas B. Senior Vice President Option exercise +2,665 79,609
2026-01-30 Michaud Thomas B. Senior Vice President Shares withheld for taxes −1,315 $126.24 $166K 78,294
2026-01-30 Michaud Thomas B. Senior Vice President Option exercise · Phantom Stock Units −2,665 30,281
2026-01-30 ZEMLYAK JAMES M President Option exercise +5,644 1,155,620
2026-01-30 ZEMLYAK JAMES M President Shares withheld for taxes −2,487 $126.24 $314K 1,153,133
2026-01-30 ZEMLYAK JAMES M President Option exercise · Phantom Stock Units −5,644 55,140
2026-01-29 ZEMLYAK JAMES M President Sale −9 $123.90 $1K 7,072
2026-01-26 Nesi Victor Director Option exercise +25,591 155,550
2026-01-26 Nesi Victor Director Shares withheld for taxes −11,981 $129.20 $1.5M 143,569
2026-01-26 Nesi Victor Director Option exercise · Phantom Stock Units −25,591 56,660

Page 6 of 29 · 575 trades