CIK 0000720672 · Large accelerated filer
STIFEL FINANCIAL CORP
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- SF SFB
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 431273600
- Phone
- 314-342-2000
- Business address
- ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, MO, 63102-2102
Securities
- SF Common Stock NYSE
- SFB 5.20% Senior Notes due 2047 NYSE
- SF-PB Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B NYSE
- SF-PC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C NYSE
- SF-PD Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non-Cumulative Preferred Stock, Series D NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-12-31 | KRUSZEWSKI RONALD J Chief Executive Officer | Option exercise · Phantom Stock Units | −37,203 | 61,911 | ||
| 2021-12-15 | Nesi Victor Co-President | Gift | +4,000 | 22,574 | ||
| 2021-12-15 | Nesi Victor Co-President | Gift | −4,000 | 208,135 | ||
| 2021-12-01 | Nesi Victor Co-President | Sale | −10,000 | $73.19 | $732K | 212,135 |
| 2021-10-13 | ZIMMERMAN MICHAEL J Director | Grant or award · Phantom Stock Units | +1,389 | $71.98 | $100K | 7,011 |
| 2021-10-13 | PEACOCK DAVID A Director | Grant or award · Phantom Stock Units | +1,389 | $71.98 | $100K | 1,389 |
| 2021-10-13 | Markus Maura A. Director | Grant or award · Phantom Stock Units | +1,389 | $71.98 | $100K | 7,014 |
| 2021-10-13 | BROWN MICHAEL W Director | Grant or award · Phantom Stock Units | +1,389 | $71.98 | $100K | 7,016 |
| 2021-10-13 | Berlew Adam T. Director | Grant or award · Phantom Stock Units | +1,389 | $71.98 | $100K | 1,389 |
| 2021-10-13 | Ludeman Daniel J. Director | Grant or award · Phantom Stock Units | +1,389 | $71.98 | $100K | 1,389 |
| 2021-10-13 | Brown Kathleen Director | Grant or award · Phantom Stock Units | +1,389 | $71.98 | $100K | 7,014 |
| 2021-09-01 | Nesi Victor Co-President | Sale | −10,000 | $68.53 | $685K | 222,135 |
| 2018-02-08 | Fisher Mark P SENIOR VP & GENERAL COUNSEL | Grant or award · Phantom Stock Units | +344 | 33,728 |
Page 35 of 35 · 693 trades