CIK 0000720672 · Large accelerated filer
STIFEL FINANCIAL CORP
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- SF SFB
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 431273600
- Phone
- 314-342-2000
- Business address
- ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, MO, 63102-2102
Securities
- SF Common Stock NYSE
- SFB 5.20% Senior Notes due 2047 NYSE
- SF-PB Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B NYSE
- SF-PC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C NYSE
- SF-PD Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non-Cumulative Preferred Stock, Series D NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2022-01-07 | Michaud Thomas B. Senior Vice President | Option exercise · Phantom Stock Units | −18,614 | 43,430 | ||
| 2022-01-07 | Markus Maura A. Director | Option exercise | +5,625 | 17,563 | ||
| 2022-01-07 | Markus Maura A. Director | Option exercise · Phantom Stock Units | −5,625 | 1,389 | ||
| 2022-01-07 | Grady Robert Edward Director | Option exercise | +6,281 | 15,429 | ||
| 2022-01-07 | Grady Robert Edward Director | Option exercise · Phantom Stock Units | −6,281 | 0 | ||
| 2022-01-07 | Fisher Mark P SENIOR VP & GENERAL COUNSEL | Option exercise | +8,904 | 43,696 | ||
| 2022-01-07 | Fisher Mark P SENIOR VP & GENERAL COUNSEL | Shares withheld for taxes | −4,796 | $70.42 | $338K | 38,900 |
| 2022-01-07 | Fisher Mark P SENIOR VP & GENERAL COUNSEL | Option exercise · Phantom Stock Units | −8,904 | 26,775 | ||
| 2022-01-07 | BROWN MICHAEL W Director | Option exercise | +5,625 | 58,545 | ||
| 2022-01-07 | BROWN MICHAEL W Director | Option exercise · Phantom Stock Units | −5,625 | 1,391 | ||
| 2022-01-07 | Brown Kathleen Director | Option exercise | +5,625 | 17,563 | ||
| 2022-01-07 | Brown Kathleen Director | Option exercise · Phantom Stock Units | −5,625 | 1,389 | ||
| 2021-12-31 | ZEMLYAK JAMES M Co-President | Option exercise | +18,776 | 1,195,126 | ||
| 2021-12-31 | ZEMLYAK JAMES M Co-President | Shares withheld for taxes | −8,403 | $70.00 | $588K | 1,186,723 |
| 2021-12-31 | ZEMLYAK JAMES M Co-President | Option exercise · Phantom Stock Units | −18,776 | 32,602 | ||
| 2021-12-31 | Marischen James M Chief Financial Officer | Option exercise | +8,350 | 45,882 | ||
| 2021-12-31 | Marischen James M Chief Financial Officer | Shares withheld for taxes | −3,737 | $70.00 | $262K | 42,145 |
| 2021-12-31 | Marischen James M Chief Financial Officer | Option exercise · Phantom Stock Units | −8,350 | 26,582 | ||
| 2021-12-31 | KRUSZEWSKI RONALD J Chief Executive Officer | Option exercise | +37,203 | 1,294,459 | ||
| 2021-12-31 | KRUSZEWSKI RONALD J Chief Executive Officer | Shares withheld for taxes | −16,649 | $70.00 | $1.2M | 1,277,810 |
Page 34 of 35 · 693 trades