CIK 0000720672 · Large accelerated filer
STIFEL FINANCIAL CORP
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- SF SFB
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 431273600
- Phone
- 314-342-2000
- Business address
- ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, MO, 63102-2102
Securities
- SF Common Stock NYSE
- SFB 5.20% Senior Notes due 2047 NYSE
- SF-PB Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B NYSE
- SF-PC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C NYSE
- SF-PD Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non-Cumulative Preferred Stock, Series D NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2022-02-18 | Michaud Thomas B. Senior Vice President | Grant or award · Phantom Stock Units | +11,667 | $75.00 | $875K | 55,097 |
| 2022-02-18 | Marischen James M Chief Financial Officer | Grant or award · Phantom Stock Units | +5,667 | $75.00 | $425K | 32,249 |
| 2022-02-18 | KRUSZEWSKI RONALD J Chief Executive Officer | Grant or award · Phantom Stock Units | +53,333 | $75.00 | $4.0M | 115,244 |
| 2022-02-18 | Fisher Mark P SENIOR VP & GENERAL COUNSEL | Grant or award · Phantom Stock Units | +5,667 | $75.00 | $425K | 32,442 |
| 2022-01-07 | ZIMMERMAN MICHAEL J Director | Option exercise | +5,625 | 47,385 | ||
| 2022-01-07 | ZIMMERMAN MICHAEL J Director | Option exercise · Phantom Stock Units | −5,625 | 1,386 | ||
| 2022-01-07 | WEISEL THOMAS W Director | Shares withheld for taxes | −1,022 | $70.42 | $72K | 39,405 |
| 2022-01-07 | WEISEL THOMAS W Director | Option exercise | +2,599 | 42,004 | ||
| 2022-01-07 | WEISEL THOMAS W Director | Option exercise · Phantom Stock Units | −2,599 | 2,187 | ||
| 2022-01-07 | SLINEY DAVID D Chief Operating Officer | Option exercise | +11,333 | 173,555 | ||
| 2022-01-07 | SLINEY DAVID D Chief Operating Officer | Shares withheld for taxes | −3,465 | $70.42 | $244K | 170,090 |
| 2022-01-07 | SLINEY DAVID D Chief Operating Officer | Option exercise · Phantom Stock Units | −11,333 | 18,906 | ||
| 2022-01-07 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Option exercise | +6,117 | 52,740 | ||
| 2022-01-07 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Shares withheld for taxes | −1,911 | $70.42 | $135K | 50,829 |
| 2022-01-07 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Option exercise · Phantom Stock Units | −6,117 | 15,139 | ||
| 2022-01-07 | Nesi Victor Co-President | Option exercise | +22,222 | 230,357 | ||
| 2022-01-07 | Nesi Victor Co-President | Shares withheld for taxes | −9,325 | $70.42 | $657K | 221,032 |
| 2022-01-07 | Nesi Victor Co-President | Option exercise · Phantom Stock Units | −22,222 | 40,202 | ||
| 2022-01-07 | Michaud Thomas B. Senior Vice President | Option exercise | +18,614 | 139,425 | ||
| 2022-01-07 | Michaud Thomas B. Senior Vice President | Shares withheld for taxes | −7,483 | $70.42 | $527K | 131,942 |
Page 33 of 35 · 693 trades