CIK 0000720672 · Large accelerated filer
STIFEL FINANCIAL CORP
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- SF SFB
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 431273600
- Phone
- 314-342-2000
- Business address
- ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, MO, 63102-2102
Securities
- SF Common Stock NYSE
- SFB 5.20% Senior Notes due 2047 NYSE
- SF-PB Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B NYSE
- SF-PC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C NYSE
- SF-PD Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non-Cumulative Preferred Stock, Series D NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2022-03-02 | Marischen James M Chief Financial Officer | Option exercise | +3,086 | 45,231 | ||
| 2022-03-02 | Marischen James M Chief Financial Officer | Shares withheld for taxes | −1,378 | $71.70 | $99K | 43,853 |
| 2022-03-02 | Marischen James M Chief Financial Officer | Grant or award · Phantom Stock Units | +3,857 | 36,106 | ||
| 2022-03-02 | Marischen James M Chief Financial Officer | Option exercise · Phantom Stock Units | −3,086 | 33,020 | ||
| 2022-03-02 | KRUSZEWSKI RONALD J Chief Executive Officer | Option exercise | +8,200 | 1,286,010 | ||
| 2022-03-02 | KRUSZEWSKI RONALD J Chief Executive Officer | Option exercise | +34,287 | 1,320,297 | ||
| 2022-03-02 | KRUSZEWSKI RONALD J Chief Executive Officer | Shares withheld for taxes | −18,972 | $71.70 | $1.4M | 1,301,325 |
| 2022-03-02 | KRUSZEWSKI RONALD J Chief Executive Officer | Grant or award · Phantom Stock Units | +42,859 | 158,103 | ||
| 2022-03-02 | KRUSZEWSKI RONALD J Chief Executive Officer | Option exercise · Phantom Stock Units | −8,200 | 149,903 | ||
| 2022-03-02 | KRUSZEWSKI RONALD J Chief Executive Officer | Option exercise · Phantom Stock Units | −34,287 | 115,616 | ||
| 2022-03-02 | Fisher Mark P SENIOR VP & GENERAL COUNSEL | Option exercise | +3,772 | 42,672 | ||
| 2022-03-02 | Fisher Mark P SENIOR VP & GENERAL COUNSEL | Shares withheld for taxes | −1,987 | $71.70 | $142K | 40,685 |
| 2022-03-02 | Fisher Mark P SENIOR VP & GENERAL COUNSEL | Grant or award · Phantom Stock Units | +4,714 | 37,156 | ||
| 2022-03-02 | Fisher Mark P SENIOR VP & GENERAL COUNSEL | Option exercise · Phantom Stock Units | −3,772 | 33,384 | ||
| 2022-03-01 | Nesi Victor Co-President | Sale | −10,000 | $71.74 | $717K | 211,032 |
| 2022-02-18 | SLINEY DAVID D Chief Operating Officer | Grant or award · Phantom Stock Units | +11,333 | $75.00 | $850K | 30,239 |
| 2022-02-18 | ZEMLYAK JAMES M Co-President | Grant or award · Phantom Stock Units | +22,667 | $75.00 | $1.7M | 55,269 |
| 2022-02-18 | SLINEY DAVID D Chief Operating Officer | Grant or award · Phantom Stock Units | +8,000 | $75.00 | $600K | 26,906 |
| 2022-02-18 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Grant or award · Phantom Stock Units | +5,333 | $75.00 | $400K | 20,472 |
| 2022-02-18 | Nesi Victor Co-President | Grant or award · Phantom Stock Units | +26,667 | $75.00 | $2.0M | 66,869 |
Page 32 of 35 · 693 trades