CIK 0000720672 · Large accelerated filer
STIFEL FINANCIAL CORP
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- SF SFB
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 431273600
- Phone
- 314-342-2000
- Business address
- ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, MO, 63102-2102
Securities
- SF Common Stock NYSE
- SFB 5.20% Senior Notes due 2047 NYSE
- SF-PB Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B NYSE
- SF-PC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C NYSE
- SF-PD Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non-Cumulative Preferred Stock, Series D NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2022-03-02 | ZEMLYAK JAMES M Co-President | Shares withheld for taxes | −12,214 | $71.70 | $876K | 1,201,863 |
| 2022-03-02 | ZEMLYAK JAMES M Co-President | Grant or award · Phantom Stock Units | +30,001 | 85,270 | ||
| 2022-03-02 | ZEMLYAK JAMES M Co-President | Option exercise · Phantom Stock Units | −3,353 | 81,917 | ||
| 2022-03-02 | ZEMLYAK JAMES M Co-President | Option exercise · Phantom Stock Units | −24,001 | 57,916 | ||
| 2022-03-02 | WEISEL THOMAS W Director | Option exercise | +2,187 | 44,066 | ||
| 2022-03-02 | WEISEL THOMAS W Director | Option exercise | +3,429 | 47,495 | ||
| 2022-03-02 | WEISEL THOMAS W Director | Shares withheld for taxes | −2,785 | $71.70 | $200K | 44,710 |
| 2022-03-02 | WEISEL THOMAS W Director | Grant or award · Phantom Stock Units | +4,286 | 6,473 | ||
| 2022-03-02 | WEISEL THOMAS W Director | Option exercise · Phantom Stock Units | −2,187 | 4,286 | ||
| 2022-03-02 | WEISEL THOMAS W Director | Option exercise · Phantom Stock Units | −3,429 | 857 | ||
| 2022-03-02 | SLINEY DAVID D Chief Operating Officer | Option exercise | +6,857 | 175,597 | ||
| 2022-03-02 | SLINEY DAVID D Chief Operating Officer | Shares withheld for taxes | −3,062 | $71.70 | $220K | 172,535 |
| 2022-03-02 | SLINEY DAVID D Chief Operating Officer | Grant or award · Phantom Stock Units | +8,572 | 38,811 | ||
| 2022-03-02 | SLINEY DAVID D Chief Operating Officer | Option exercise · Phantom Stock Units | −6,857 | 31,954 | ||
| 2022-03-02 | Nesi Victor Co-President | Option exercise | +3,936 | 214,968 | ||
| 2022-03-02 | Nesi Victor Co-President | Option exercise | +24,001 | 238,969 | ||
| 2022-03-02 | Nesi Victor Co-President | Shares withheld for taxes | −14,262 | $71.70 | $1.0M | 224,707 |
| 2022-03-02 | Nesi Victor Co-President | Grant or award · Phantom Stock Units | +30,001 | 96,870 | ||
| 2022-03-02 | Nesi Victor Co-President | Option exercise · Phantom Stock Units | −3,936 | 92,934 | ||
| 2022-03-02 | Nesi Victor Co-President | Option exercise · Phantom Stock Units | −24,001 | 68,933 |
Page 31 of 35 · 693 trades