CIK 0000720672 · Large accelerated filer
STIFEL FINANCIAL CORP
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- SF SFB
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 431273600
- Phone
- 314-342-2000
- Business address
- ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, MO, 63102-2102
Securities
- SF Common Stock NYSE
- SFB 5.20% Senior Notes due 2047 NYSE
- SF-PB Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B NYSE
- SF-PC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C NYSE
- SF-PD Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non-Cumulative Preferred Stock, Series D NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2022-05-31 | Ludeman Daniel J. Director | Option exercise · Phantom Stock Units | −1,389 | 0 | ||
| 2022-05-31 | BROWN MICHAEL W Director | Option exercise | +1,389 | 59,934 | ||
| 2022-05-31 | BROWN MICHAEL W Director | Option exercise · Phantom Stock Units | −1,389 | 0 | ||
| 2022-05-31 | Brown Kathleen Director | Option exercise | +1,389 | 19,033 | ||
| 2022-05-31 | Brown Kathleen Director | Option exercise · Phantom Stock Units | −1,389 | 0 | ||
| 2022-05-31 | Berlew Adam T. Director | Option exercise | +1,389 | 7,383 | ||
| 2022-05-31 | Berlew Adam T. Director | Option exercise · Phantom Stock Units | −1,389 | 0 | ||
| 2022-04-29 | KRUSZEWSKI RONALD J Chief Executive Officer | Purchase | +10,000 | $61.94 | $619K | 1,311,325 |
| 2022-03-02 | Michaud Thomas B. Senior Vice President | Option exercise | +3,207 | 135,149 | ||
| 2022-03-02 | Michaud Thomas B. Senior Vice President | Option exercise | +13,715 | 148,864 | ||
| 2022-03-02 | Michaud Thomas B. Senior Vice President | Shares withheld for taxes | −8,639 | $71.70 | $619K | 140,225 |
| 2022-03-02 | Michaud Thomas B. Senior Vice President | Grant or award · Phantom Stock Units | +17,144 | 72,241 | ||
| 2022-03-02 | Michaud Thomas B. Senior Vice President | Option exercise · Phantom Stock Units | −3,207 | 69,034 | ||
| 2022-03-02 | Michaud Thomas B. Senior Vice President | Option exercise · Phantom Stock Units | −13,715 | 55,319 | ||
| 2022-03-02 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Option exercise | +3,429 | 54,258 | ||
| 2022-03-02 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Shares withheld for taxes | −1,537 | $71.70 | $110K | 52,721 |
| 2022-03-02 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Grant or award · Phantom Stock Units | +4,286 | 24,758 | ||
| 2022-03-02 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Option exercise · Phantom Stock Units | −3,429 | 21,329 | ||
| 2022-03-02 | ZEMLYAK JAMES M Co-President | Option exercise | +3,353 | 1,190,076 | ||
| 2022-03-02 | ZEMLYAK JAMES M Co-President | Option exercise | +24,001 | 1,214,077 |
Page 30 of 35 · 693 trades