CIK 0000720672 · Large accelerated filer
STIFEL FINANCIAL CORP
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- SF SFB
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 431273600
- Phone
- 314-342-2000
- Business address
- ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, MO, 63102-2102
Securities
- SF Common Stock NYSE
- SFB 5.20% Senior Notes due 2047 NYSE
- SF-PB Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B NYSE
- SF-PC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C NYSE
- SF-PD Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non-Cumulative Preferred Stock, Series D NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-01-18 | Nesi Victor Co-President | Option exercise | +21,390 | 151,114 | ||
| 2023-01-18 | Nesi Victor Co-President | Shares withheld for taxes | −8,486 | $58.37 | $495K | 142,628 |
| 2023-01-18 | Nesi Victor Co-President | Option exercise · Phantom Stock Units | −21,390 | 47,543 | ||
| 2023-01-18 | Michaud Thomas B. Senior Vice President | Option exercise | +19,304 | 159,529 | ||
| 2023-01-18 | Michaud Thomas B. Senior Vice President | Shares withheld for taxes | −7,408 | $58.37 | $432K | 152,121 |
| 2023-01-18 | Michaud Thomas B. Senior Vice President | Option exercise · Phantom Stock Units | −19,304 | 36,015 | ||
| 2023-01-18 | Marischen James M Chief Financial Officer | Option exercise | +8,705 | 52,558 | ||
| 2023-01-18 | Marischen James M Chief Financial Officer | Shares withheld for taxes | −4,078 | $58.37 | $238K | 48,480 |
| 2023-01-18 | Marischen James M Chief Financial Officer | Option exercise · Phantom Stock Units | −8,705 | 24,315 | ||
| 2023-01-18 | KRUSZEWSKI RONALD J Chief Executive Officer | Option exercise | +35,370 | 1,346,695 | ||
| 2023-01-18 | KRUSZEWSKI RONALD J Chief Executive Officer | Shares withheld for taxes | −13,231 | $58.37 | $772K | 1,333,464 |
| 2023-01-18 | KRUSZEWSKI RONALD J Chief Executive Officer | Option exercise · Phantom Stock Units | −35,370 | 80,246 | ||
| 2023-01-18 | Fisher Mark P SENIOR VP & GENERAL COUNSEL | Option exercise | +9,805 | 50,490 | ||
| 2023-01-18 | Fisher Mark P SENIOR VP & GENERAL COUNSEL | Shares withheld for taxes | −5,281 | $58.37 | $308K | 45,209 |
| 2023-01-18 | Fisher Mark P SENIOR VP & GENERAL COUNSEL | Option exercise · Phantom Stock Units | −9,805 | 23,923 | ||
| 2022-09-19 | Nesi Victor Co-President | Other disposition | −31,000 | 193,707 | ||
| 2022-09-19 | Nesi Victor Co-President | Other disposition | −69,000 | 124,707 | ||
| 2022-09-19 | Nesi Victor Co-President | Other acquisition | +31,000 | 31,000 | ||
| 2022-09-19 | Nesi Victor Co-President | Other acquisition | +69,000 | 69,000 | ||
| 2022-06-13 | ZIMMERMAN MICHAEL J Director | Grant or award · Phantom Stock Units | +2,642 | $56.78 | $150K | 2,642 |
Page 28 of 35 · 693 trades