CIK 0000720672 · Large accelerated filer
STIFEL FINANCIAL CORP
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- SF SFB
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 431273600
- Phone
- 314-342-2000
- Business address
- ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, MO, 63102-2102
Securities
- SF Common Stock NYSE
- SFB 5.20% Senior Notes due 2047 NYSE
- SF-PB Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B NYSE
- SF-PC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C NYSE
- SF-PD Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non-Cumulative Preferred Stock, Series D NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-03-02 | Fisher Mark P SENIOR VP & GENERAL COUNSEL | Option exercise · Phantom Stock Units | −5,534 | 34,116 | ||
| 2023-02-21 | KRUSZEWSKI RONALD J Chief Executive Officer | Grant or award · Phantom Stock Units | +75,019 | $66.65 | $5.0M | 155,265 |
| 2023-02-21 | SLINEY DAVID D Chief Operating Officer | Grant or award · Phantom Stock Units | +12,003 | $66.65 | $800K | 34,380 |
| 2023-02-21 | Michaud Thomas B. Senior Vice President | Grant or award · Phantom Stock Units | +16,504 | $66.65 | $1.1M | 52,519 |
| 2023-02-21 | ZEMLYAK JAMES M Co-President | Grant or award · Phantom Stock Units | +39,010 | $66.65 | $2.6M | 79,483 |
| 2023-02-21 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Grant or award · Phantom Stock Units | +8,252 | $66.65 | $550K | 23,176 |
| 2023-02-21 | Nesi Victor Co-President | Grant or award · Phantom Stock Units | +42,011 | $66.65 | $2.8M | 89,554 |
| 2023-02-21 | Marischen James M Chief Financial Officer | Grant or award · Phantom Stock Units | +9,752 | $66.65 | $650K | 34,067 |
| 2023-02-21 | Fisher Mark P SENIOR VP & GENERAL COUNSEL | Grant or award · Phantom Stock Units | +9,752 | $66.65 | $650K | 33,675 |
| 2023-02-09 | WEISEL THOMAS W Director | Gift | −2,300 | 34,518 | ||
| 2023-02-07 | WEISEL THOMAS W Director | Gift | −5,095 | 36,818 | ||
| 2023-01-18 | ZEMLYAK JAMES M Co-President | Option exercise | +17,443 | 1,219,306 | ||
| 2023-01-18 | ZEMLYAK JAMES M Co-President | Shares withheld for taxes | −5,288 | $58.37 | $309K | 1,214,018 |
| 2023-01-18 | ZEMLYAK JAMES M Co-President | Option exercise · Phantom Stock Units | −17,443 | 40,473 | ||
| 2023-01-18 | SLINEY DAVID D Chief Operating Officer | Option exercise | +9,577 | 182,112 | ||
| 2023-01-18 | SLINEY DAVID D Chief Operating Officer | Shares withheld for taxes | −2,936 | $58.37 | $171K | 179,176 |
| 2023-01-18 | SLINEY DAVID D Chief Operating Officer | Option exercise · Phantom Stock Units | −9,577 | 22,377 | ||
| 2023-01-18 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Option exercise | +6,405 | 59,126 | ||
| 2023-01-18 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Shares withheld for taxes | −1,995 | $58.37 | $116K | 57,131 |
| 2023-01-18 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Option exercise · Phantom Stock Units | −6,405 | 14,924 |
Page 27 of 35 · 693 trades