CIK 0000720672 · Large accelerated filer
STIFEL FINANCIAL CORP
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- SF SFB
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 431273600
- Phone
- 314-342-2000
- Business address
- ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, MO, 63102-2102
Securities
- SF Common Stock NYSE
- SFB 5.20% Senior Notes due 2047 NYSE
- SF-PB Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B NYSE
- SF-PC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C NYSE
- SF-PD Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non-Cumulative Preferred Stock, Series D NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-03-02 | Michaud Thomas B. Senior Vice President | Option exercise | +3,429 | 155,550 | ||
| 2023-03-02 | Michaud Thomas B. Senior Vice President | Option exercise | +9,905 | 165,455 | ||
| 2023-03-02 | Michaud Thomas B. Senior Vice President | Shares withheld for taxes | −6,179 | $66.59 | $411K | 159,276 |
| 2023-03-02 | Michaud Thomas B. Senior Vice President | Grant or award · Phantom Stock Units | +12,381 | 64,900 | ||
| 2023-03-02 | Michaud Thomas B. Senior Vice President | Option exercise · Phantom Stock Units | −3,429 | 61,471 | ||
| 2023-03-02 | Michaud Thomas B. Senior Vice President | Option exercise · Phantom Stock Units | −9,905 | 51,566 | ||
| 2023-03-02 | Marischen James M Chief Financial Officer | Option exercise | +771 | 49,251 | ||
| 2023-03-02 | Marischen James M Chief Financial Officer | Shares withheld for taxes | −342 | $66.59 | $23K | 48,909 |
| 2023-03-02 | Marischen James M Chief Financial Officer | Option exercise · Phantom Stock Units | −771 | 33,296 | ||
| 2023-03-02 | KRUSZEWSKI RONALD J Chief Executive Officer | Option exercise | +8,572 | 1,342,036 | ||
| 2023-03-02 | KRUSZEWSKI RONALD J Chief Executive Officer | Option exercise | +47,733 | 1,389,769 | ||
| 2023-03-02 | KRUSZEWSKI RONALD J Chief Executive Officer | Shares withheld for taxes | −24,943 | $66.59 | $1.7M | 1,364,826 |
| 2023-03-02 | KRUSZEWSKI RONALD J Chief Executive Officer | Grant or award · Phantom Stock Units | +59,666 | 214,931 | ||
| 2023-03-02 | KRUSZEWSKI RONALD J Chief Executive Officer | Option exercise · Phantom Stock Units | −8,572 | 206,359 | ||
| 2023-03-02 | KRUSZEWSKI RONALD J Chief Executive Officer | Option exercise · Phantom Stock Units | −47,733 | 158,626 | ||
| 2023-03-02 | Fisher Mark P SENIOR VP & GENERAL COUNSEL | Option exercise | +943 | 46,152 | ||
| 2023-03-02 | Fisher Mark P SENIOR VP & GENERAL COUNSEL | Option exercise | +5,534 | 51,686 | ||
| 2023-03-02 | Fisher Mark P SENIOR VP & GENERAL COUNSEL | Shares withheld for taxes | −3,411 | $66.59 | $227K | 48,275 |
| 2023-03-02 | Fisher Mark P SENIOR VP & GENERAL COUNSEL | Grant or award · Phantom Stock Units | +6,918 | 40,593 | ||
| 2023-03-02 | Fisher Mark P SENIOR VP & GENERAL COUNSEL | Option exercise · Phantom Stock Units | −943 | 39,650 |
Page 26 of 35 · 693 trades