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CIK 0000720672 · Large accelerated filer

STIFEL FINANCIAL CORP

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Tickers
SF SFB
Exchange
NYSE
Industry
Security Brokers, Dealers & Flotation Companies
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
431273600
Phone
314-342-2000
Business address
ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, MO, 63102-2102

Securities

  • SF Common Stock NYSE
  • SFB 5.20% Senior Notes due 2047 NYSE
  • SF-PB Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B NYSE
  • SF-PC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C NYSE
  • SF-PD Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non-Cumulative Preferred Stock, Series D NYSE
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-03-02 ZEMLYAK JAMES M Co-President Option exercise · Phantom Stock Units −6,000 103,316
2023-03-02 ZEMLYAK JAMES M Co-President Option exercise · Phantom Stock Units −23,866 79,450
2023-03-02 WEISEL THOMAS W Director Option exercise +857 35,375
2023-03-02 WEISEL THOMAS W Director Shares withheld for taxes −297 $66.59 $20K 35,078
2023-03-02 WEISEL THOMAS W Director Option exercise · Phantom Stock Units −857 0
2023-03-02 SLINEY DAVID D Chief Operating Officer Option exercise +1,714 180,890
2023-03-02 SLINEY DAVID D Chief Operating Officer Option exercise +22,016 202,906
2023-03-02 SLINEY DAVID D Chief Operating Officer Shares withheld for taxes −10,513 $66.59 $700K 192,393
2023-03-02 SLINEY DAVID D Chief Operating Officer Grant or award · Phantom Stock Units +27,519 61,899
2023-03-02 SLINEY DAVID D Chief Operating Officer Option exercise · Phantom Stock Units −1,714 60,185
2023-03-02 SLINEY DAVID D Chief Operating Officer Option exercise · Phantom Stock Units −22,016 38,169
2023-03-02 REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust Option exercise +857 57,988
2023-03-02 REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust Shares withheld for taxes −386 $66.59 $26K 57,602
2023-03-02 REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust Option exercise · Phantom Stock Units −857 22,319
2023-03-02 Nesi Victor Co-President Option exercise +6,000 148,628
2023-03-02 Nesi Victor Co-President Option exercise +23,866 172,494
2023-03-02 Nesi Victor Co-President Shares withheld for taxes −15,248 $66.59 $1.0M 157,246
2023-03-02 Nesi Victor Co-President Grant or award · Phantom Stock Units +29,833 119,387
2023-03-02 Nesi Victor Co-President Option exercise · Phantom Stock Units −6,000 113,387
2023-03-02 Nesi Victor Co-President Option exercise · Phantom Stock Units −23,866 89,521

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