CIK 0000720672 · Large accelerated filer
STIFEL FINANCIAL CORP
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- SF SFB
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 431273600
- Phone
- 314-342-2000
- Business address
- ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, MO, 63102-2102
Securities
- SF Common Stock NYSE
- SFB 5.20% Senior Notes due 2047 NYSE
- SF-PB Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B NYSE
- SF-PC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C NYSE
- SF-PD Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non-Cumulative Preferred Stock, Series D NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-06-07 | Carnoy Lisa Landau Director | Grant or award · Phantom Stock Units | +660 | $59.90 | $40K | 3,164 |
| 2023-06-07 | BROWN MICHAEL W Director | Grant or award · Phantom Stock Units | +2,504 | $59.90 | $150K | 5,146 |
| 2023-06-07 | Brown Maryam S. Director | Grant or award · Phantom Stock Units | +2,504 | $59.90 | $150K | 2,504 |
| 2023-06-07 | Brown Maryam S. Director | Grant or award · Phantom Stock Units | +660 | $59.90 | $40K | 3,164 |
| 2023-06-07 | Berlew Adam T. Director | Grant or award · Phantom Stock Units | +2,504 | $59.90 | $150K | 5,146 |
| 2023-05-18 | WEISEL THOMAS W Director | Gift | −500 | 34,578 | ||
| 2023-05-18 | Nesi Victor Co-President | Gift | −21,732 | 0 | ||
| 2023-05-18 | Nesi Victor Co-President | Gift | +21,732 | 90,732 | ||
| 2023-05-18 | Michaud Thomas B. Senior Vice President | Sale | −24,036 | $58.85 | $1.4M | 100,240 |
| 2023-05-17 | Michaud Thomas B. Senior Vice President | Sale | −20,000 | $58.79 | $1.2M | 124,276 |
| 2023-05-16 | Michaud Thomas B. Senior Vice President | Sale | −15,000 | $57.75 | $866K | 144,276 |
| 2023-03-24 | ZEMLYAK JAMES M Co-President | Purchase | +20,000 | $56.06 | $1.1M | 1,250,652 |
| 2023-03-14 | KRUSZEWSKI RONALD J Chief Executive Officer | Purchase | +7,500 | $57.00 | $428K | 1,384,826 |
| 2023-03-14 | KRUSZEWSKI RONALD J Chief Executive Officer | Purchase | +174 | $58.38 | $10K | 1,385,000 |
| 2023-03-13 | KRUSZEWSKI RONALD J Chief Executive Officer | Purchase | +2,500 | $55.00 | $138K | 1,377,326 |
| 2023-03-10 | KRUSZEWSKI RONALD J Chief Executive Officer | Purchase | +10,000 | $59.00 | $590K | 1,374,826 |
| 2023-03-02 | ZEMLYAK JAMES M Co-President | Option exercise | +6,000 | 1,220,018 | ||
| 2023-03-02 | ZEMLYAK JAMES M Co-President | Option exercise | +23,866 | 1,243,884 | ||
| 2023-03-02 | ZEMLYAK JAMES M Co-President | Shares withheld for taxes | −13,232 | $66.59 | $881K | 1,230,652 |
| 2023-03-02 | ZEMLYAK JAMES M Co-President | Grant or award · Phantom Stock Units | +29,833 | 109,316 |
Page 24 of 35 · 693 trades