CIK 0000720672 · Large accelerated filer
STIFEL FINANCIAL CORP
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- SF SFB
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 431273600
- Phone
- 314-342-2000
- Business address
- ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, MO, 63102-2102
Securities
- SF Common Stock NYSE
- SFB 5.20% Senior Notes due 2047 NYSE
- SF-PB Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B NYSE
- SF-PC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C NYSE
- SF-PD Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non-Cumulative Preferred Stock, Series D NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-01-19 | Nesi Victor Co-President | Option exercise · Phantom Stock Units | −23,271 | 66,250 | ||
| 2024-01-19 | Michaud Thomas B. Senior Vice President | Option exercise | +17,068 | 117,308 | ||
| 2024-01-19 | Michaud Thomas B. Senior Vice President | Shares withheld for taxes | −8,026 | $69.15 | $555K | 109,282 |
| 2024-01-19 | Michaud Thomas B. Senior Vice President | Option exercise · Phantom Stock Units | −17,068 | 34,498 | ||
| 2024-01-19 | Marischen James M Chief Financial Officer | Option exercise | +9,901 | 58,810 | ||
| 2024-01-19 | Marischen James M Chief Financial Officer | Shares withheld for taxes | −4,488 | $69.15 | $310K | 54,322 |
| 2024-01-19 | Marischen James M Chief Financial Officer | Option exercise · Phantom Stock Units | −9,901 | 23,395 | ||
| 2024-01-19 | KRUSZEWSKI RONALD J Chief Executive Officer | Option exercise | +37,334 | 1,422,387 | ||
| 2024-01-19 | KRUSZEWSKI RONALD J Chief Executive Officer | Shares withheld for taxes | −14,838 | $69.15 | $1.0M | 1,407,549 |
| 2024-01-19 | KRUSZEWSKI RONALD J Chief Executive Officer | Option exercise · Phantom Stock Units | −37,334 | 121,292 | ||
| 2024-01-19 | Fisher Mark P SENIOR VP & GENERAL COUNSEL | Option exercise | +13,164 | 53,339 | ||
| 2024-01-19 | Fisher Mark P SENIOR VP & GENERAL COUNSEL | Shares withheld for taxes | −7,147 | $69.15 | $494K | 46,192 |
| 2024-01-19 | Fisher Mark P SENIOR VP & GENERAL COUNSEL | Option exercise · Phantom Stock Units | −13,164 | 20,952 | ||
| 2023-12-18 | WEISEL THOMAS W Director | Gift | −78 | 29,870 | ||
| 2023-12-15 | WEISEL THOMAS W Director | Gift | −4,630 | 29,948 | ||
| 2023-12-13 | Fisher Mark P SENIOR VP & GENERAL COUNSEL | Sale | −8,100 | $64.75 | $524K | 40,175 |
| 2023-08-18 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Sale | −9,623 | $62.38 | $600K | 0 |
| 2023-08-18 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Sale | −15,377 | $62.40 | $960K | 42,225 |
| 2023-06-13 | ZIMMERMAN MICHAEL J Director | Option exercise | +2,641 | 51,415 | ||
| 2023-06-13 | ZIMMERMAN MICHAEL J Director | Option exercise · Phantom Stock Units | −2,641 | 2,504 |
Page 22 of 35 · 693 trades