CIK 0000720672 · Large accelerated filer
STIFEL FINANCIAL CORP
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- SF SFB
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 431273600
- Phone
- 314-342-2000
- Business address
- ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, MO, 63102-2102
Securities
- SF Common Stock NYSE
- SFB 5.20% Senior Notes due 2047 NYSE
- SF-PB Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B NYSE
- SF-PC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C NYSE
- SF-PD Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non-Cumulative Preferred Stock, Series D NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-03-01 | Nesi Victor Co-President | Option exercise | +27,731 | 210,857 | ||
| 2024-03-01 | Nesi Victor Co-President | Shares withheld for taxes | −17,204 | $75.00 | $1.3M | 193,653 |
| 2024-03-01 | Nesi Victor Co-President | Grant or award · Phantom Stock Units | +34,664 | 100,914 | ||
| 2024-03-01 | Nesi Victor Co-President | Option exercise · Phantom Stock Units | −5,967 | 94,947 | ||
| 2024-03-01 | Nesi Victor Co-President | Option exercise · Phantom Stock Units | −27,731 | 67,216 | ||
| 2024-03-01 | ZEMLYAK JAMES M Co-President | Option exercise | +5,967 | 1,269,129 | ||
| 2024-03-01 | ZEMLYAK JAMES M Co-President | Option exercise | +23,906 | 1,293,035 | ||
| 2024-03-01 | ZEMLYAK JAMES M Co-President | Shares withheld for taxes | −13,190 | $75.00 | $989K | 1,279,845 |
| 2024-03-01 | ZEMLYAK JAMES M Co-President | Grant or award · Phantom Stock Units | +29,883 | 90,609 | ||
| 2024-03-01 | ZEMLYAK JAMES M Co-President | Option exercise · Phantom Stock Units | −5,967 | 84,642 | ||
| 2024-03-01 | ZEMLYAK JAMES M Co-President | Option exercise · Phantom Stock Units | −23,906 | 60,736 | ||
| 2024-03-01 | KRUSZEWSKI RONALD J Chief Executive Officer | Option exercise | +11,933 | 1,419,531 | ||
| 2024-03-01 | KRUSZEWSKI RONALD J Chief Executive Officer | Option exercise | +55,781 | 1,475,312 | ||
| 2024-03-01 | KRUSZEWSKI RONALD J Chief Executive Officer | Shares withheld for taxes | −29,896 | $75.00 | $2.2M | 1,445,416 |
| 2024-03-01 | KRUSZEWSKI RONALD J Chief Executive Officer | Grant or award · Phantom Stock Units | +69,726 | 191,018 | ||
| 2024-03-01 | KRUSZEWSKI RONALD J Chief Executive Officer | Option exercise · Phantom Stock Units | −11,933 | 179,085 | ||
| 2024-03-01 | KRUSZEWSKI RONALD J Chief Executive Officer | Option exercise · Phantom Stock Units | −55,781 | 123,304 | ||
| 2024-03-01 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Option exercise | +4,415 | 52,302 | ||
| 2024-03-01 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Shares withheld for taxes | −1,714 | $75.00 | $129K | 50,588 |
| 2024-03-01 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Grant or award · Phantom Stock Units | +5,518 | 19,708 |
Page 20 of 35 · 693 trades