CIK 0000720672 · Large accelerated filer
STIFEL FINANCIAL CORP
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- SF SFB
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 431273600
- Phone
- 314-342-2000
- Business address
- ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, MO, 63102-2102
Securities
- SF Common Stock NYSE
- SFB 5.20% Senior Notes due 2047 NYSE
- SF-PB Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B NYSE
- SF-PC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C NYSE
- SF-PD Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non-Cumulative Preferred Stock, Series D NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-06-04 | Berlew Adam T. Director | Option exercise | +2,812 | 24,475 | ||
| 2026-06-04 | Berlew Adam T. Director | Other disposition · Phontom Stock Unit | −2,812 | 0 | ||
| 2026-06-04 | Kavanaugh James P. Director | Option exercise | +2,812 | 13,626 | ||
| 2026-06-04 | Kavanaugh James P. Director | Returned to the company · Phantom Stock Units | −2,812 | 0 | ||
| 2026-06-04 | Brown Maryam S. Director | Option exercise | +2,812 | 10,429 | ||
| 2026-06-04 | Brown Maryam S. Director | Option exercise · Phantom Stock Units | −2,812 | 0 | ||
| 2026-06-04 | Carnoy Lisa Landau Director | Option exercise | +2,812 | 10,611 | ||
| 2026-06-04 | Carnoy Lisa Landau Director | Option exercise · Phantom Stock Units | −2,812 | 0 | ||
| 2026-03-09 | Raymond Charles Bradford Co-Head Global Instl Eqty Adv | Option exercise | +53,241 | 117,780 | ||
| 2026-03-09 | Raymond Charles Bradford Co-Head Global Instl Eqty Adv | Shares withheld for taxes | −29,443 | $73.05 | $2.2M | 88,337 |
| 2026-03-09 | Raymond Charles Bradford Co-Head Global Instl Eqty Adv | Grant or award · Phantom Stock Unit | +60,673 | 144,260 | ||
| 2026-03-09 | Raymond Charles Bradford Co-Head Global Instl Eqty Adv | Option exercise · Phantom Stock Unit | −53,241 | 91,019 | ||
| 2026-02-27 | KRUSZEWSKI RONALD J Chief Executive Officer | Grant or award · Phantom Stock Units | +39,163 | $74.03 | $2.9M | 236,278 |
| 2026-02-27 | KRUSZEWSKI RONALD J Chief Executive Officer | Grant or award · Phantom Stock Units | +27,009 | $74.05 | $2.0M | 263,287 |
| 2026-02-27 | McDuffie Brantley Co Head FI Capital Markets | Grant or award · Phantom Stock Units | +10,533 | $74.05 | $780K | 17,915 |
| 2026-02-27 | McDuffie Brantley Co Head FI Capital Markets | Grant or award · Phantom Stock Units | +13,504 | $74.05 | $1000K | 31,419 |
| 2026-02-27 | Rubulotta David Co-Head Fixed Inc Cap Mkts | Grant or award · Phantom Stock Units | +10,533 | $74.05 | $780K | 23,432 |
| 2026-02-27 | Rubulotta David Co-Head Fixed Inc Cap Mkts | Grant or award · Phantom Stock Units | +13,504 | $74.05 | $1000K | 36,936 |
| 2026-02-27 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Grant or award · Phantom Stock Units | +5,402 | $74.05 | $400K | 29,041 |
| 2026-02-27 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Grant or award · Phantom Stock Units | +4,051 | $74.05 | $300K | 33,092 |
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