CIK 0000720672 · Large accelerated filer
STIFEL FINANCIAL CORP
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- SF SFB
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 431273600
- Phone
- 314-342-2000
- Business address
- ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, MO, 63102-2102
Securities
- SF Common Stock NYSE
- SFB 5.20% Senior Notes due 2047 NYSE
- SF-PB Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B NYSE
- SF-PC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C NYSE
- SF-PD Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non-Cumulative Preferred Stock, Series D NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-03-08 | Nesi Victor Co-President | Grant or award · Phantom Stock Units | +25,067 | $75.00 | $1.9M | 92,283 |
| 2024-03-01 | Fisher Mark P Senior VP & General Counsel | Option exercise | +4,198 | 50,390 | ||
| 2024-03-01 | Fisher Mark P Senior VP & General Counsel | Shares withheld for taxes | −2,258 | $75.00 | $169K | 48,132 |
| 2024-03-01 | Fisher Mark P Senior VP & General Counsel | Grant or award · Phantom Stock Units | +5,977 | 26,929 | ||
| 2024-03-01 | Fisher Mark P Senior VP & General Counsel | Option exercise · Phantom Stock Units | −4,198 | 22,731 | ||
| 2024-03-01 | SLINEY DAVID D Chief Operating Officer | Option exercise | +5,504 | 204,783 | ||
| 2024-03-01 | SLINEY DAVID D Chief Operating Officer | Option exercise | +7,809 | 212,592 | ||
| 2024-03-01 | SLINEY DAVID D Chief Operating Officer | Shares withheld for taxes | −5,878 | $75.00 | $441K | 206,714 |
| 2024-03-01 | SLINEY DAVID D Chief Operating Officer | Grant or award · Phantom Stock Units | +9,762 | 38,048 | ||
| 2024-03-01 | SLINEY DAVID D Chief Operating Officer | Option exercise · Phantom Stock Units | −5,504 | 32,544 | ||
| 2024-03-01 | SLINEY DAVID D Chief Operating Officer | Option exercise · Phantom Stock Units | −7,809 | 24,735 | ||
| 2024-03-01 | Marischen James M Chief Financial Officer | Option exercise | +4,303 | 58,625 | ||
| 2024-03-01 | Marischen James M Chief Financial Officer | Shares withheld for taxes | −1,900 | $75.00 | $143K | 56,725 |
| 2024-03-01 | Marischen James M Chief Financial Officer | Grant or award · Phantom Stock Units | +5,379 | 28,774 | ||
| 2024-03-01 | Marischen James M Chief Financial Officer | Option exercise · Phantom Stock Units | −4,303 | 24,471 | ||
| 2024-03-01 | Fisher Mark P Senior VP & General Counsel | Option exercise | +4,198 | 50,390 | ||
| 2024-03-01 | Fisher Mark P Senior VP & General Counsel | Shares withheld for taxes | −2,887 | $75.00 | $217K | 47,503 |
| 2024-03-01 | Fisher Mark P Senior VP & General Counsel | Grant or award · Phantom Stock Units | +5,977 | 26,929 | ||
| 2024-03-01 | Fisher Mark P Senior VP & General Counsel | Option exercise · Phantom Stock Units | −4,198 | 22,731 | ||
| 2024-03-01 | Nesi Victor Co-President | Option exercise | +5,967 | 183,126 |
Page 19 of 35 · 693 trades