CIK 0000720672 · Large accelerated filer
STIFEL FINANCIAL CORP
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- SF SFB
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 431273600
- Phone
- 314-342-2000
- Business address
- ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, MO, 63102-2102
Securities
- SF Common Stock NYSE
- SFB 5.20% Senior Notes due 2047 NYSE
- SF-PB Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B NYSE
- SF-PC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C NYSE
- SF-PD Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non-Cumulative Preferred Stock, Series D NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-06-05 | BROWN MICHAEL W Director | Grant or award · Phantom Stock Units | +1,914 | $78.37 | $150K | 4,418 |
| 2024-06-05 | Brown Maryam S. Director | Grant or award · Phantom Stock Units | +1,914 | $78.37 | $150K | 5,078 |
| 2024-06-05 | Berlew Adam T. Director | Grant or award · Phontom Stock Unit | +1,914 | $78.37 | $150K | 1,914 |
| 2024-05-02 | PEACOCK DAVID A Director | Sale | −13,000 | $79.90 | $1.0M | 18,646 |
| 2024-04-11 | ZEMLYAK JAMES M Co-President | Gift | +409 | 409 | ||
| 2024-03-15 | SLINEY DAVID D Chief Operating Officer | Sale | −3,795 | $74.01 | $281K | 184,619 |
| 2024-03-13 | SLINEY DAVID D Chief Operating Officer | Sale | −17,000 | $74.83 | $1.3M | 189,714 |
| 2024-03-13 | SLINEY DAVID D Chief Operating Officer | Gift | −1,300 | 188,414 | ||
| 2024-03-11 | Michaud Thomas B. Senior Vice President | Sale | −25,421 | $74.26 | $1.9M | 90,055 |
| 2024-03-08 | KRUSZEWSKI RONALD J Chief Executive Officer | Returned to the company | −100,000 | $75.41 | $7.5M | 1,345,416 |
| 2024-03-08 | KRUSZEWSKI RONALD J Chief Executive Officer | Grant or award · Phantom Stock Units | +60,267 | $75.00 | $4.5M | 183,571 |
| 2024-03-08 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Returned to the company | −10,000 | $75.41 | $754K | 40,588 |
| 2024-03-08 | REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust | Grant or award · Phantom Stock Units | +6,933 | $75.00 | $520K | 22,226 |
| 2024-03-08 | Fisher Mark P Senior VP & General Counsel | Grant or award · Phantom Stock Units | +9,067 | $75.00 | $680K | 31,798 |
| 2024-03-08 | SLINEY DAVID D Chief Operating Officer | Grant or award · Phantom Stock Units | +8,533 | $75.00 | $640K | 33,268 |
| 2024-03-08 | Michaud Thomas B. Senior Vice President | Grant or award · Phantom Stock Units | +9,000 | $75.00 | $675K | 44,408 |
| 2024-03-08 | Marischen James M Chief Financial Officer | Grant or award · Phantom Stock Units | +9,067 | $75.00 | $680K | 33,538 |
| 2024-03-08 | ZEMLYAK JAMES M Co-President | Returned to the company | −50,000 | $75.41 | $3.8M | 1,229,845 |
| 2024-03-08 | ZEMLYAK JAMES M Co-President | Grant or award · Phantom Stock Units | +26,000 | $75.00 | $1.9M | 86,736 |
| 2024-03-08 | Nesi Victor Co-President | Returned to the company | −25,000 | $75.41 | $1.9M | 168,653 |
Page 18 of 35 · 693 trades