CIK 0000720672 · Large accelerated filer
STIFEL FINANCIAL CORP
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- SF SFB
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 431273600
- Phone
- 314-342-2000
- Business address
- ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, MO, 63102-2102
Securities
- SF Common Stock NYSE
- SFB 5.20% Senior Notes due 2047 NYSE
- SF-PB Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B NYSE
- SF-PC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C NYSE
- SF-PD Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non-Cumulative Preferred Stock, Series D NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2025-01-08 | SLINEY DAVID D Chief Operating Officer | Option exercise | +10,180 | 167,799 | ||
| 2025-01-08 | SLINEY DAVID D Chief Operating Officer | Shares withheld for taxes | −3,174 | $106.08 | $337K | 164,625 |
| 2025-01-08 | SLINEY DAVID D Chief Operating Officer | Option exercise · Phantom Stock Units | −10,180 | 23,088 | ||
| 2024-12-19 | Marischen James M Chief Financial Officer | Gift | −500 | 56,225 | ||
| 2024-12-12 | SLINEY DAVID D Chief Operating Officer | Gift | −2,000 | 157,619 | ||
| 2024-11-25 | KRUSZEWSKI RONALD J Chief Executive Officer | Returned to the company | −100,000 | $117.72 | $11.8M | 1,191,516 |
| 2024-11-25 | ZEMLYAK JAMES M Co-President | Returned to the company | −70,000 | $117.72 | $8.2M | 1,132,245 |
| 2024-11-25 | Nesi Victor Co-President | Returned to the company | −15,000 | $117.72 | $1.8M | 153,653 |
| 2024-11-25 | Michaud Thomas B. Senior Vice President | Returned to the company | −15,000 | $117.72 | $1.8M | 75,055 |
| 2024-11-22 | WEISEL THOMAS W Director | Sale | −13,000 | $115.01 | $1.5M | 13,178 |
| 2024-11-20 | ZEMLYAK JAMES M Co-President | Other disposition | −17,600 | $113.44 | $2.0M | 1,202,245 |
| 2024-11-20 | KRUSZEWSKI RONALD J Chief Executive Officer | Other disposition | −43,900 | $113.44 | $5.0M | 1,291,516 |
| 2024-11-18 | Nesi Victor Co-President | Sale | −10,500 | $113.82 | $1.2M | 44,232 |
| 2024-11-12 | SLINEY DAVID D Chief Operating Officer | Sale | −25,000 | $116.18 | $2.9M | 159,619 |
| 2024-06-24 | ZEMLYAK JAMES M Co-President | Gift | −10,000 | 1,219,845 | ||
| 2024-06-24 | KRUSZEWSKI RONALD J Chief Executive Officer | Gift | −10,000 | 1,335,416 | ||
| 2024-06-07 | ZIMMERMAN MICHAEL J Director | Option exercise | +2,504 | 53,919 | ||
| 2024-06-07 | ZIMMERMAN MICHAEL J Director | Option exercise · Phantom Stock Units | −2,504 | 1,914 | ||
| 2024-06-07 | PEACOCK DAVID A Director | Option exercise | +2,504 | 21,150 | ||
| 2024-06-07 | PEACOCK DAVID A Director | Option exercise · Phantom Stock Units | −2,504 | 1,914 |
Page 16 of 35 · 693 trades