CIK 0001819142 · Non-accelerated filer<br>Smaller reporting company
SES AI Corp
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- SES SESCW
- Exchange
- NYSE, OTC
- Industry
- Miscellaneous Electrical Machinery, Equipment & Supplies
- FY end
- Dec 31
- Entity type
- operating
- Phone
- 339-298-8750
- Business address
- 35 CABOT RD., WOBURN, MA, 01801
- Former names
- SES AI Corp, Ivanhoe Capital Acquisition Corp.
Securities
- SES SES AI Corporation Class A Common Stock NYSE
- SESCW Common stock OTC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2022-11-21 | Gan Hong CHIEF SCIENCE OFFICER | Sale | −15,000 | $4.52 | $68K | 279,329 |
| 2022-11-21 | Gan Hong CHIEF SCIENCE OFFICER | Option exercise · Stock Option | −15,000 | 54,233 | ||
| 2022-11-18 | Makharia Rohit PRES. & CHIEF OP. OFFICER | Option exercise | +1,847 | $0.16 | $296 | 1,847 |
| 2022-11-18 | Makharia Rohit PRES. & CHIEF OP. OFFICER | Sale | −1,847 | $4.91 | $9K | 0 |
| 2022-11-18 | Makharia Rohit PRES. & CHIEF OP. OFFICER | Option exercise · Stock Option | −1,847 | 6,759,855 | ||
| 2022-11-17 | Makharia Rohit PRES. & CHIEF OP. OFFICER | Option exercise | +82,750 | $0.16 | $13K | 82,750 |
| 2022-11-17 | Makharia Rohit PRES. & CHIEF OP. OFFICER | Sale | −82,750 | $4.97 | $412K | 0 |
| 2022-11-17 | Makharia Rohit PRES. & CHIEF OP. OFFICER | Option exercise · Stock Option | −82,750 | 6,761,702 | ||
| 2022-11-17 | Gan Hong CHIEF SCIENCE OFFICER | Option exercise | +15,000 | $0.14 | $2K | 294,329 |
| 2022-11-17 | Gan Hong CHIEF SCIENCE OFFICER | Sale | −15,000 | $4.94 | $74K | 279,329 |
| 2022-11-17 | Gan Hong CHIEF SCIENCE OFFICER | Option exercise · Stock Option | −15,000 | 69,233 | ||
| 2022-11-17 | Nealis Jing CHIEF FINANCIAL OFFICER | Sale | −15,920 | $4.96 | $79K | 1,486,578 |
| 2022-10-17 | Nealis Jing CHIEF FINANCIAL OFFICER | Sale | −15,405 | $5.51 | $85K | 1,502,498 |
| 2022-09-19 | Nealis Jing CHIEF FINANCIAL OFFICER | Sale | −16,320 | $5.43 | $89K | 1,517,903 |
| 2022-08-24 | Nealis Jing CHIEF FINANCIAL OFFICER | Sale | −2,434 | $4.88 | $12K | 1,534,223 |
| 2022-08-23 | Nealis Jing CHIEF FINANCIAL OFFICER | Sale | −30,000 | $4.63 | $139K | 1,536,657 |
| 2022-08-22 | Nealis Jing CHIEF FINANCIAL OFFICER | Sale | −30,000 | $4.72 | $142K | 1,566,657 |
| 2022-08-19 | Nealis Jing CHIEF FINANCIAL OFFICER | Sale | −30,000 | $4.72 | $142K | 1,596,657 |
| 2022-08-18 | Nealis Jing CHIEF FINANCIAL OFFICER | Sale | −30,000 | $4.87 | $146K | 1,626,657 |
| 2022-08-17 | Nealis Jing CHIEF FINANCIAL OFFICER | Sale | −50,000 | $4.86 | $243K | 1,656,657 |
Page 15 of 17 · 337 trades