CIK 0001819142 · Non-accelerated filer<br>Smaller reporting company
SES AI Corp
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- SES SESCW
- Exchange
- NYSE, OTC
- Industry
- Miscellaneous Electrical Machinery, Equipment & Supplies
- FY end
- Dec 31
- Entity type
- operating
- Phone
- 339-298-8750
- Business address
- 35 CABOT RD., WOBURN, MA, 01801
- Former names
- SES AI Corp, Ivanhoe Capital Acquisition Corp.
Securities
- SES SES AI Corporation Class A Common Stock NYSE
- SESCW Common stock OTC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-08-16 | Son Yongkyu CHIEF TECHNOLOGY OFFICER | Option exercise | +137,735 | $0.07 | $10K | 721,597 |
| 2023-08-16 | Son Yongkyu CHIEF TECHNOLOGY OFFICER | Sale | −137,735 | $2.13 | $293K | 583,862 |
| 2023-08-16 | Son Yongkyu CHIEF TECHNOLOGY OFFICER | Option exercise · Stock Option (Right to Buy) | −137,735 | 0 | ||
| 2023-08-15 | Son Yongkyu CHIEF TECHNOLOGY OFFICER | Option exercise | +99,576 | $0.07 | $7K | 683,438 |
| 2023-08-15 | Son Yongkyu CHIEF TECHNOLOGY OFFICER | Sale | −99,576 | $2.12 | $211K | 583,862 |
| 2023-08-15 | Son Yongkyu CHIEF TECHNOLOGY OFFICER | Option exercise · Stock Option (Right to Buy) | −99,576 | 137,735 | ||
| 2023-08-09 | Pilkington Kyle CHIEF LEGAL OFFICER | Sale 10b5-1 | −3,870 | $2.55 | $10K | 225,900 |
| 2023-07-17 | Nealis Jing CHIEF FINANCIAL OFFICER | Sale 10b5-1 | −10,650 | $2.67 | $28K | 1,565,251 |
| 2023-06-20 | Nealis Jing CHIEF FINANCIAL OFFICER | Sale 10b5-1 | −10,763 | $1.95 | $21K | 1,575,901 |
| 2023-06-09 | Gan Hong CHIEF SCIENCE OFFICER | Option exercise | +50,000 | $0.15 | $8K | 501,273 |
| 2023-06-09 | Gan Hong CHIEF SCIENCE OFFICER | Sale | −50,000 | $1.91 | $95K | 451,273 |
| 2023-06-09 | Gan Hong CHIEF SCIENCE OFFICER | Option exercise · Stock Option (Right to Buy) | −50,000 | 543,277 | ||
| 2023-05-19 | Nealis Jing CHIEF FINANCIAL OFFICER | Sale 10b5-1 | −10,530 | $1.47 | $15K | 1,586,664 |
| 2023-04-28 | Pilkington Kyle CHIEF LEGAL OFFICER | Sale 10b5-1 | −4,570 | $1.65 | $8K | 229,770 |
| 2023-04-28 | Son Yongkyu CHIEF TECHNOLOGY OFFICER | Sale 10b5-1 | −37,381 | $1.65 | $62K | 583,862 |
| 2023-04-28 | Gan Hong CHIEF SCIENCE OFFICER | Sale 10b5-1 | −37,261 | $1.65 | $62K | 451,273 |
| 2023-04-28 | Nealis Jing CHIEF FINANCIAL OFFICER | Sale 10b5-1 | −31,963 | $1.65 | $53K | 1,597,194 |
| 2023-04-28 | Hu Qichao CEO & CHAIRMAN | Sale 10b5-1 | −69,872 | $1.65 | $115K | 1,350,607 |
| 2023-04-26 | Nealis Jing CHIEF FINANCIAL OFFICER | Sale 10b5-1 | −14,271 | $1.70 | $24K | 1,629,157 |
| 2023-04-17 | Makharia Rohit PRES. & CHIEF OP. OFFICER | Grant or award | +104,603 | 104,603 |
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