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CIK 0001708599 · Non-accelerated filer<br>Smaller reporting company

Serina Therapeutics, Inc.

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Ticker
SER
Exchange
NYSE
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
AL
Entity type
operating
EIN
821436829
Phone
(256) 327-9630
Business address
601 GENOME WAY, SUITE 2001, HUNTSVILLE, AL, 35806
Former names
AgeX Therapeutics, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 43 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-04-08 Bailey Gregory Director Grant or award · Series A Convertible Preferred Stock +762,548 $5.18 $3.9M 762,548
2025-03-28 LEDGER STEVEN A Chief Executive Officer Other acquisition +95,730 95,730
2025-02-12 Venkatesan Jay Director Grant or award · Stock Option (right to buy) +40,000 40,000
2025-01-31 Juvenescence Ltd 10% owner Grant or award +500,000 $10.00 $5.0M 3,267,188
2025-01-31 Juvenescence Ltd 10% owner Grant or award · Warrants +377,864 755,728
2025-01-14 WILSON KAREN J Director Grant or award · Stock Option (right to buy) +40,000 40,000
2024-12-17 Bailey Gregory Director Purchase +3,866 $4.59 $18K 67,243
2024-11-27 Juvenescence Ltd 10% owner Grant or award +500,000 $10.00 $5.0M 2,767,188
2024-11-27 Juvenescence Ltd 10% owner Returned to the company · Warrants −755,728 0
2024-11-27 Juvenescence Ltd 10% owner Grant or award · Warrants +377,864 377,864
2024-09-20 Bailey Gregory Director Purchase +1,137 $6.03 $7K 63,377
2024-09-19 Bailey Gregory Director Purchase +11,679 $6.11 $71K 62,240
2024-09-18 Bailey Gregory Director Purchase +2,709 $6.23 $17K 50,561
2024-09-12 MINTZ STEVEN Director Purchase +6,000 $6.47 $39K 17,443
2024-09-09 LEDGER STEVEN A Chief Executive Officer Grant or award · Stock Option (right to buy) +376,388 490,350
2024-08-20 Bailey Gregory Director Purchase +1,776 $8.25 $15K 47,582
2024-08-19 Bailey Gregory Director Purchase +6,400 $7.93 $51K 45,806
2024-08-16 Bailey Gregory Director Purchase +6,400 $7.31 $47K 39,406
2024-08-15 CURHAN GREGORY S Chief Financial Officer Grant or award · Stock Option (right to buy) +250,000 250,000
2024-08-15 Bailey Gregory Director Purchase +6,400 $6.65 $43K 33,006

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