CIK 0001708599 · Non-accelerated filer<br>Smaller reporting company
Serina Therapeutics, Inc.
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- SER
- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- FY end
- Dec 31
- Incorporated
- AL
- Entity type
- operating
- EIN
- 821436829
- Phone
- (256) 327-9630
- Business address
- 601 GENOME WAY, SUITE 2001, HUNTSVILLE, AL, 35806
- Former names
- AgeX Therapeutics, Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 43 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-05-20 | MINTZ STEVEN Director | Purchase | +195 | $9.48 | $2K | 749 |
| 2024-05-20 | MINTZ STEVEN Director | Purchase | +1,240 | $9.44 | $12K | 1,240 |
| 2024-05-20 | MINTZ STEVEN Director | Purchase | +1,240 | $9.42 | $12K | 1,240 |
| 2024-05-20 | Bailey Gregory Director | Purchase | +100 | $9.00 | $900 | 100 |
| 2024-05-17 | MINTZ STEVEN Director | Purchase | +554 | $8.50 | $5K | 554 |
| 2024-04-15 | GILL SIMBA Director | Grant or award · Stock Option (right to buy) | +295,300 | 295,300 | ||
| 2024-04-01 | Bailey Gregory Director | Grant or award · Stock Option (right to buy) | +40,000 | 44,691 | ||
| 2024-04-01 | MINTZ STEVEN Director | Grant or award · Stock Option (right to buy) | +40,000 | 41,812 | ||
| 2024-04-01 | Marshall Richard Peter Director | Grant or award · Stock Option (right to buy) | +40,000 | 40,000 | ||
| 2024-04-01 | HARRIS J MILTON Director | Grant or award · Stock Option (right to buy) | +40,000 | 110,332 | ||
| 2024-04-01 | Gross Remy Director | Grant or award · Stock Option (right to buy) | +40,000 | 157,219 | ||
| 2023-04-25 | Juvenescence Ltd Director | Grant or award · Warrant to Purchase Common Stock | +756,429 | 756,429 | ||
| 2023-03-14 | Juvenescence Ltd Director | Gift | −16,447,500 | 0 | ||
| 2023-03-11 | WEST MICHAEL D Chief Executive Officer | Option exercise | +3,125 | 43,042 | ||
| 2023-03-11 | WEST MICHAEL D Chief Executive Officer | Shares withheld for taxes | −1,060 | $0.59 | $625 | 41,982 |
| 2023-03-11 | WEST MICHAEL D Chief Executive Officer | Option exercise · Restricted Stock Units | −3,125 | 0 | ||
| 2023-02-16 | Juvenescence Ltd Director | Grant or award · Warrant to Purchase Common Stock | +801,924 | 801,924 | ||
| 2023-02-07 | Juvenescence Ltd Director | Grant or award · Warrant to Purchase Common Stock | +340,136 | 340,136 | ||
| 2022-12-19 | Juvenescence Ltd Director | Grant or award · Warrant to Purchase Common Stock | +847,457 | 847,457 | ||
| 2022-12-11 | WEST MICHAEL D Chief Executive Officer | Option exercise | +3,125 | 40,998 |
Page 11 of 12 · 223 trades