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CIK 0001708599 · Non-accelerated filer<br>Smaller reporting company

Serina Therapeutics, Inc.

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Ticker
SER
Exchange
NYSE
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
AL
Entity type
operating
EIN
821436829
Phone
(256) 327-9630
Business address
601 GENOME WAY, SUITE 2001, HUNTSVILLE, AL, 35806
Former names
AgeX Therapeutics, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 43 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-08-15 MINTZ STEVEN Director Purchase +1,350 $6.59 $9K 12,257
2024-08-15 MINTZ STEVEN Director Purchase +1,543 $6.59 $10K 11,443
2024-08-15 MINTZ STEVEN Director Purchase +1,800 $6.59 $12K 3,040
2024-08-15 MINTZ STEVEN Director Purchase +1,600 $6.59 $11K 2,840
2024-08-15 MINTZ STEVEN Director Purchase +2,650 $6.59 $17K 2,650
2024-08-14 Bailey Gregory Director Purchase +6,400 $7.07 $45K 26,606
2024-07-15 Tenjarla Srini SVP, CMC & Formulation Grant or award · Stock Option (right to buy) +185,000 185,000
2024-06-25 MINTZ STEVEN Director Purchase +2,600 $9.00 $23K 10,907
2024-06-21 MINTZ STEVEN Director Purchase +5,000 $9.50 $48K 8,307
2024-06-06 Juvenescence Ltd 10% owner Option exercise +377,865 $13.20 $5.0M 2,267,188
2024-06-06 Juvenescence Ltd 10% owner Option exercise · Warrants −377,865 755,728
2024-06-06 Juvenescence Ltd 10% owner Grant or award · Warrants +377,865 377,865
2024-05-30 Bailey Gregory Director Purchase +5,205 $9.50 $49K 20,206
2024-05-29 Bailey Gregory Director Purchase +1,173 $9.50 $11K 15,001
2024-05-28 Bailey Gregory Director Purchase +9,019 $9.50 $86K 13,828
2024-05-23 Bailey Gregory Director Purchase +2,371 $9.50 $23K 4,809
2024-05-21 Bailey Gregory Director Purchase +916 $9.50 $9K 2,438
2024-05-21 MINTZ STEVEN Director Purchase +6,651 $10.00 $67K 7,400
2024-05-21 MINTZ STEVEN Director Purchase +2,500 $9.75 $24K 9,900
2024-05-21 Bailey Gregory Director Purchase +1,422 $9.50 $14K 1,522

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