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CIK 0000316709 · Large accelerated filer

SCHWAB CHARLES CORP

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Ticker
SCHW
Exchange
NYSE
Industry
Security Brokers, Dealers & Flotation Companies
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
943025021
Phone
817-859-5000
Business address
3000 SCHWAB WAY, WESTLAKE, TX, 76262

Securities

  • SCHW Charles Schwab Corporation (The) Common Stock NYSE
  • SCHW-PD The Charles Schwab Corporation Depositary Shares each representing 1/40th interest in a share of 5.95% Non-Cumulative Perpetual Preferred Stock, Series D NYSE
  • SCHW-PJ The Charles Schwab Corporation Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.450% Non-Cumulative Perpetual Preferred Stock, Series J NYSE
  1. 4 Derivatives Options or other derivatives
  2. 4 Derivatives Options or other derivatives
  3. 4 Derivatives Options or other derivatives
  4. PRE 14A Proxy Proxy Statement (Preliminary)
  5. SCHEDULE 13G/A Stake Statement of Beneficial Ownership
  6. 4 Option exercise Director acquired 9,765 shares (option exercise)
  7. 4 Planned sale Chief Risk Officer sold 7,203 shares at an average $94.61 ($681,454)
  8. 4 Planned sale MD, Head of Investor Services sold 14,481 shares at an average $94.60 ($1,369,897)
  9. 4 Planned sale MD, Chief Tech, OPS & Data Off sold 10,108 shares at an average $94.60 ($956,228)
  10. 4 Derivatives Options or other derivatives
  11. 4 Derivatives Options or other derivatives
  12. 4 Planned sale MD, Chief Banking Officer sold 22,010 shares at an average $94.97 ($2,090,390)
  13. 4 Shares withheld for taxes MD, Head of Investor Services gave up 11,152 shares (to pay taxes)
  14. 4 Shares withheld for taxes Chief Risk Officer gave up 9,109 shares (to pay taxes)
  15. 4 Shares withheld for taxes MD, Chief Tech, OPS & Data Off gave up 6,204 shares (to pay taxes)
  16. 4 Shares withheld for taxes Co-Chairman gave up 15,283 shares (to pay taxes)
  17. 4 Shares withheld for taxes Co-Chairman gave up 60,743 shares (to pay taxes)
  18. 4 Shares withheld for taxes President & CEO gave up 22,879 shares (to pay taxes)
  19. 4 Shares withheld for taxes General Counsel gave up 4,311 shares (to pay taxes)
  20. 4 Open-market sale MD, Head of Advisor Services sold 2,030 shares at $95.30 ($193,454)

Page 9 of 192 · 3,838 filings