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CIK 0000316709 · Large accelerated filer

SCHWAB CHARLES CORP

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Ticker
SCHW
Exchange
NYSE
Industry
Security Brokers, Dealers & Flotation Companies
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
943025021
Phone
817-859-5000
Business address
3000 SCHWAB WAY, WESTLAKE, TX, 76262

Securities

  • SCHW Charles Schwab Corporation (The) Common Stock NYSE
  • SCHW-PD The Charles Schwab Corporation Depositary Shares each representing 1/40th interest in a share of 5.95% Non-Cumulative Perpetual Preferred Stock, Series D NYSE
  • SCHW-PJ The Charles Schwab Corporation Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.450% Non-Cumulative Perpetual Preferred Stock, Series J NYSE
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$69,957,188
in 12 filings, $1.6M under 10b5-1 plans

Net −$69,957,188. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Schwab Charles R. −$39.0M Co-Chairman sold <1% of stake
  2. Bettinger Walter W −$28.2M Co-Chairman sold 29% of stake
  3. Hathi Neesha −$1.6M MD, Head Wealth Adv, Bnk, Tst sold 74% of stake
  4. Schwab-Pomerantz Carolyn −$1.0M Director sold <1% of stake
  5. Beatty Jonathan S −$111K MD, Head of Advisor Services sold 9% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-05-19 Schwab Charles R. Co-Chairman Sale −27,500 $92.22 $2.5M 30,209,768
2026-05-18 Schwab Charles R. Co-Chairman Sale −27,500 $92.40 $2.5M 30,237,268
2026-05-15 Schwab Charles R. Co-Chairman Gift −5,300 54,384,341
2026-05-13 Sarin Arun Director Option exercise +7,866 $28.96 $228K 10,666
2026-05-13 Sarin Arun Director Sale −2,500 $91.16 $228K 23,983
2026-05-13 Sarin Arun Director Option exercise · Common Stock −7,866 0
2026-05-06 Schwab Charles R. Co-Chairman Sale −109,300 $92.01 $10.1M 30,264,768
2026-05-05 Schwab-Pomerantz Carolyn Director Option exercise +9,910 $31.65 $314K 9,624
2026-05-05 Schwab-Pomerantz Carolyn Director Sale −9,910 $92.29 $915K 1,396,458.66
2026-05-05 Schwab-Pomerantz Carolyn Director Option exercise · Nonqualified Stock Option (right to buy) −9,910 0
2026-05-04 Schwab Charles R. Co-Chairman Sale −109,300 $91.50 $10.0M 30,374,068
2026-05-01 Schwab Charles R. Co-Chairman Sale −55,000 $91.86 $5.1M 54,389,641
2026-04-30 Schwab Charles R. Co-Chairman Sale −50,000 $91.81 $4.6M 54,444,641
2026-04-29 Schwab Charles R. Co-Chairman Sale −63,743 $90.49 $5.8M 55,609,641
2026-04-28 HERRINGER FRANK C Director Option exercise +7,866 $28.96 $228K 10,666
2026-04-28 HERRINGER FRANK C Director Sale −2,520 $90.60 $228K 177,508
2026-04-28 HERRINGER FRANK C Director Option exercise · Nonqualified Stock Option (right to buy) −7,866 0
2026-04-27 Schwab Charles R. Co-Chairman Sale −36,450 $90.00 $3.3M 55,673,384
2026-04-23 Schwab Charles R. Co-Chairman Sale −36,450 $90.50 $3.3M 55,709,834
2026-04-15 Woolway Paul V MD, Chief Banking Officer Option exercise 10b5-1 +7,941 $52.05 $413K 25,153

Page 7 of 22 · 422 trades