CIK 0000316709 · Large accelerated filer
SCHWAB CHARLES CORP
Sign in to watch- Ticker
- SCHW
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 943025021
- Phone
- 817-859-5000
- Business address
- 3000 SCHWAB WAY, WESTLAKE, TX, 76262
Securities
- SCHW Charles Schwab Corporation (The) Common Stock NYSE
- SCHW-PD The Charles Schwab Corporation Depositary Shares each representing 1/40th interest in a share of 5.95% Non-Cumulative Perpetual Preferred Stock, Series D NYSE
- SCHW-PJ The Charles Schwab Corporation Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.450% Non-Cumulative Perpetual Preferred Stock, Series J NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $72,384,876
- in 13 filings, $4.1M under 10b5-1 plans
Net −$72,384,876. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
- Schwab Charles R. −$39.0M Co-Chairman sold <1% of stake
- Bettinger Walter W −$28.2M Co-Chairman sold 29% of stake
- Craig Jonathan M. −$2.4M MD, Head of Retail Investing sold 100% of stake
- Hathi Neesha −$1.6M MD, Head Wealth Adv, Bnk, Tst sold 74% of stake
- Schwab-Pomerantz Carolyn −$1.0M Director sold <1% of stake
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-11-10 | Schwab Charles R. Co-Chairman | Gift | −31,850 | 53,232,016 | ||
| 2026-11-09 | Schwab Charles R. Co-Chairman | Sale | −70,750 | $93.01 | $6.6M | 53,263,866 |
| 2026-11-03 | Schwab Charles R. Co-Chairman | Sale | −11,675 | $89.21 | $1.0M | 53,334,616 |
| 2026-11-02 | Hathi Neesha MD, Head Wealth Adv, Bnk, Tst | Option exercise 10b5-1 | +5,000 | $64.10 | $321K | 0 |
| 2026-11-02 | Hathi Neesha MD, Head Wealth Adv, Bnk, Tst | Sale 10b5-1 | −5,000 | $88.92 | $445K | 5,770 |
| 2026-11-02 | Hathi Neesha MD, Head Wealth Adv, Bnk, Tst | Option exercise · Nonqualified Stock Option (right to buy) 10b5-1 | −5,000 | 68,246 | ||
| 2026-10-29 | Schwab Charles R. Co-Chairman | Sale | −136,400 | $89.50 | $12.2M | 53,346,291 |
| 2026-10-28 | Schwab Charles R. Co-Chairman | Sale | −66,750 | $88.36 | $5.9M | 53,482,691 |
| 2026-10-01 | Hathi Neesha MD, Head Wealth Adv, Bnk, Tst | Option exercise 10b5-1 | +5,000 | $41.98 | $210K | 0 |
| 2026-10-01 | Hathi Neesha MD, Head Wealth Adv, Bnk, Tst | Sale 10b5-1 | −5,000 | $97.80 | $489K | 5,770 |
| 2026-10-01 | Hathi Neesha MD, Head Wealth Adv, Bnk, Tst | Option exercise · Nonqualified Stock Option (right to buy) 10b5-1 | −5,000 | 13,950 | ||
| 2026-10-01 | Brown Marianne Catherine Director | Grant or award · Restricted Stock Units | +407 | 8,700.21 | ||
| 2026-10-01 | Ruffel Charles A. Director | Grant or award · Nonqualified Stock Option (right to buy) | +1,222 | 1,222 | ||
| 2026-10-01 | Ellis Stephen A Director | Grant or award · Restricted Stock Units | +369 | 13,683.75 | ||
| 2026-10-01 | HERRINGER FRANK C Director | Grant or award · Restricted Stock Units | +445 | 153,636.78 | ||
| 2026-09-23 | Ellis Stephen A Director | Option exercise | +1,918 | $31.48 | $60K | 7,445 |
| 2026-09-23 | Ellis Stephen A Director | Option exercise · Nonqualified Stock Option (right to buy) | −1,918 | 0 | ||
| 2026-09-01 | Hathi Neesha MD, Head Wealth Adv, Bnk, Tst | Option exercise 10b5-1 | +3,177 | $52.05 | $165K | 0 |
| 2026-09-01 | Hathi Neesha MD, Head Wealth Adv, Bnk, Tst | Sale 10b5-1 | −3,177 | $109.04 | $346K | 5,770 |
| 2026-09-01 | Hathi Neesha MD, Head Wealth Adv, Bnk, Tst | Option exercise · Nonqualified Stock Option (right to buy) 10b5-1 | −3,177 | 0 |
Page 1 of 12 · 228 trades