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CIK 0001377936 · Accelerated filer

SARATOGA INVESTMENT CORP.

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Tickers
SAJ SAR SAV SAX SAY SAZ
Exchange
NYSE
FY end
Feb 28
Incorporated
MD
Entity type
operating
EIN
204876925
Phone
212 750-3343
Business address
535 MADISON AVENUE, NEW YORK, NY, 10022
Former names
GSC INVESTMENT CORP., GSC Investment LLC

Securities

  • SAJ 8.00% Notes due 2027 NYSE
  • SAR New NYSE
  • SAV 7.50% Notes due 2031 NYSE
  • SAX 8.00% Notes due 2031 NYSE
  • SAY 8.125% Notes due 2027 NYSE
  • SAZ 8.50% Notes due 2028 NYSE
Open-market buys, last 90 days
$445,800
in 1 filing
Open-market sales, last 90 days
$0
in 0 filings

Net +$445,800. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Oberbeck Christian L +$446K CEO and Director 1 filing

Reading 27 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2007-11-02 HAYDEN RICHARD M Chairman of the Bd of Director Purchase +58,216 $11.50 $669K 173,406
2007-11-02 INGLESBY THOMAS V Chief Executive Officer Purchase +32,489 $11.60 $377K 78,463
2007-11-02 INGLESBY THOMAS V Chief Executive Officer Purchase +32,489 $11.60 $377K 68,822.33
2007-11-02 CUMMINGS ROBERT F JR Director Purchase +16,737 $11.60 $194K 16,737
2007-11-02 Allorto Richard T JR Chief Financial Officer Purchase +5,800 $11.50 $67K 6,280
2007-11-02 Allorto Richard T JR Chief Financial Officer Purchase +350 $11.50 $4K 6,630
2007-11-02 Allorto Richard T JR Chief Financial Officer Purchase +350 $11.50 $4K 6,980
2007-11-02 Castro Daniel I JR Member of Inv. Comm. Purchase +5,000 $11.50 $58K 40,000
2007-11-02 Wright Alexander B Man. Dir. of CCG of GSC Group Purchase +750 $11.56 $9K 5,750
2007-11-01 INGLESBY THOMAS V Chief Executive Officer Purchase +984 $11.50 $11K 45,974

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