CIK 0001377936 · Accelerated filer
SARATOGA INVESTMENT CORP.
Sign in to watch- Tickers
- SAJ SAR SAV SAX SAY SAZ
- Exchange
- NYSE
- FY end
- Feb 28
- Incorporated
- MD
- Entity type
- operating
- EIN
- 204876925
- Phone
- 212 750-3343
- Business address
- 535 MADISON AVENUE, NEW YORK, NY, 10022
- Former names
- GSC INVESTMENT CORP., GSC Investment LLC
Securities
- SAJ 8.00% Notes due 2027 NYSE
- SAR New NYSE
- SAV 7.50% Notes due 2031 NYSE
- SAX 8.00% Notes due 2031 NYSE
- SAY 8.125% Notes due 2027 NYSE
- SAZ 8.50% Notes due 2028 NYSE
- Open-market buys, last 90 days
- $445,800
- in 1 filing
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$445,800. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 27 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2010-07-30 | Oberbeck Christian L CEO, President | Purchase | +789,474 | $1.52 | $1.2M | 7,101,976 |
| 2008-06-10 | Thompson David B JR VP of CCG of GSC Group | Purchase | +1,000 | $10.25 | $10K | 2,250 |
| 2008-06-10 | Turkedjiev Ivo VP Corporate Credit Group | Purchase | +300 | $10.20 | $3K | 1,600 |
| 2008-06-09 | Turkedjiev Ivo VP Corporate Credit Group | Purchase | +100 | $10.20 | $1K | 1,300 |
| 2008-06-09 | INGLESBY THOMAS V Chief Executive Officer | Purchase | +600 | $10.37 | $6K | 85,372 |
| 2008-06-09 | INGLESBY THOMAS V Chief Executive Officer | Purchase | +100 | $10.38 | $1K | 85,472 |
| 2008-06-09 | INGLESBY THOMAS V Chief Executive Officer | Purchase | +5,200 | $10.38 | $54K | 90,672 |
| 2008-06-09 | Allorto Richard T JR Chief Financial Officer | Purchase | +450 | $10.40 | $5K | 10,000 |
| 2008-06-09 | INGLESBY THOMAS V Chief Executive Officer | Purchase | +5,000 | $10.45 | $52K | 84,572 |
| 2008-06-06 | INGLESBY THOMAS V Chief Executive Officer | Purchase | +100 | $10.41 | $1K | 84,672 |
| 2008-06-06 | INGLESBY THOMAS V Chief Executive Officer | Purchase | +100 | $10.41 | $1K | 84,772 |
| 2008-06-02 | Allorto Richard T JR Chief Financial Officer | Purchase | +685 | $10.30 | $7K | 8,865 |
| 2008-06-02 | Allorto Richard T JR Chief Financial Officer | Purchase | +685 | $10.30 | $7K | 9,550 |
| 2008-01-25 | INGLESBY THOMAS V Chief Executive Officer | Purchase | +1,000 | $10.73 | $11K | 79,463 |
| 2008-01-23 | Allorto Richard T JR Chief Financial Officer | Purchase | +500 | $10.45 | $5K | 7,680 |
| 2008-01-23 | Allorto Richard T JR Chief Financial Officer | Purchase | +500 | $10.45 | $5K | 8,180 |
| 2008-01-22 | Allorto Richard T JR Chief Financial Officer | Purchase | +200 | $10.49 | $2K | 7,180 |
| 2008-01-16 | Whitman III Charles S Director | Purchase | +1,000 | $11.06 | $11K | 2,000 |
| 2007-11-02 | Wright Alexander B Man. Dir. of CCG of GSC Group | Purchase | +750 | $11.56 | $9K | 6,250 |
| 2007-11-02 | HAYDEN RICHARD M Chairman of the Bd of Director | Purchase | +3,000 | $11.58 | $35K | 115,190 |
Page 7 of 8 · 150 trades